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Py学习  »  机器学习算法

机器学习学术速递[6.24]

arXiv每日学术速递 • 2 周前 • 154 次点击  

2026-06-24 | CS.LG机器学习 | 共 56 篇

[机构]信息由AI分析生成,可能存在错误,仅供参考,以论文实际显示为准

快速导航

1. 深度学习架构与训练方法 9 篇

2. 表示学习、自监督与对比学习 1 篇

3. 强化学习与序列决策 8 篇

4. 生成模型与概率建模 9 篇

5. 优化、泛化与理论分析 4 篇

6. 高效学习、压缩与部署 3 篇

7. 联邦学习、隐私与安全 4 篇

8. 鲁棒性、不确定性与可信学习 2 篇

9. 图学习与结构化数据 1 篇

10. 迁移、元学习与持续学习 2 篇

11. 数据集、基准与评测 4 篇

12. 机器学习应用 9 篇

1. 深度学习架构与训练方法 | 9 篇

1. Systematic Exploration of 4-Expert Heterogeneous Mixture-of-Experts via Automated Pipeline Search

通过自动化流水线搜索系统探索4专家异构混合专家模型

AI 总结:提出自动化大规模搜索流水线,在LEMUR数据集生态中系统探索4专家异构MoE架构,发现搜索空间偏差并给出修正,识别出高性能与低效专家组合。

链接:https://arxiv.org/abs/2606.23739

机构:Computer Vision Lab, CAIDAS & IFI, University of Würzburg(维尔茨堡大学计算机视觉实验室,CAIDAS & IFI)

作者:Yashkumar R Lukhi, Harsh Rameshbhai Moradiya, Radu Timofte, Dmitry Ignatov

英文摘要:We present an automated large-scale search pipeline for heterogeneous 4-Expert Mixture-of-Experts (MoE4) architectures within the LEMUR neural network dataset ecosystem. Building on a hand-crafted heterogeneous MoE reference model, we replace manual design with a deterministic code-assembly generator that systematically combines base architecture families drawn from the LEMUR database into MoE4 ensembles, each governed by a convolutional gating network with temperature scaling, mixup augmentation, and cosine-annealed learning rate scheduling. Over a 28-day campaign on an NVIDIA RTX 4090, the pipeline generated 4,463 candidate models across 197 batches, of which 1,021 were evaluated successfully. A critical finding emerged from the campaign: due to alphabetical enumeration via this http URL, the entire explored search space (4.8% of the theoretical 23,751 possible 4-family combinations) is anchored to a single family, AirNet. We characterise this coverage bias precisely, identify the root cause in the generator, and propose a stratified random sampling fix. Within the AirNet anchored scope, ShuffleNet and MobileNetV3 consistently co-produce the highest-accuracy ensembles (mean accuracy up to 0.632), while FractalNet and MNASNet are identified as low-yield families warranting exclusion in future campaigns. The pipeline, analysis artefacts, and corrected generator are released as part of the open-source NNGPT project at this https URL

2. Low-power analogue neural networks with trainable nonlinear connections for continuous control

具有可训练非线性连接的低功耗模拟神经网络用于连续控制

AI 总结:受Kolmogorov-Arnold网络启发,在连接上放置可训练非线性函数,使每个物理连接成为可学习计算单元,通过现场可编程模拟阵列实现带通滤波器,在连续控制等任务上以更少节点和连接达到高效,预计CMOS实现功耗约30微瓦。

链接:https://arxiv.org/abs/2606.23742

机构:School of Computer Science, University of Sheffield(谢菲尔德大学计算机科学学院); Intrinsic Semiconductor Technologies(Intrinsic Semiconductor Technologies公司); School of Chemical, Biological, and Materials Science Engineering, University of Sheffield(谢菲尔德大学化学、生物与材料科学工程学院); School of Physics, Engineering, and Technology, University of York(约克大学物理、工程与技术学院); Department of Computer Science, University of York(约克大学计算机科学系); Department of Electronic & Electrical Engineering, University College London(伦敦大学学院电子与电气工程系); King’s College London(伦敦国王学院); Blackett Laboratory, Imperial College London(帝国理工学院布莱克特实验室)

作者:Ian T. Vidamour, Fernando Aguirre, Thomas J. Hayward, Matthew O. A. Ellis, Charles Swindells, Alexander McDonnell, Martin Trefzer, Finley Robins, Luca Manneschi, Susan Stepney, Tony Kenyon, Oliver J. Sutton, Jack C. Gartside, Ivan Y. Tyukin, Adnan Mehonic, Eleni Vasilaki

英文摘要:Physical neural networks promise low-power machine learning by computing directly with analogue device physics, but most architectures force nonlinear device responses to act as scalar weights. Inspired by Kolmogorov-Arnold networks, we place trainable nonlinear functions on the connections, making each physical connection a learnable computational element. Realising these functions as analogue band-pass filters on field-programmable analogue arrays, we find that the benefit is task-dependent and follows from the smoothness of the physical basis: the networks represent smooth, continuously valued targets, including robotic kinematics, continuous control, and photovoltaic maximum-power-point tracking, with far fewer nodes and connections than multilayer perceptrons, but offer no parameter-efficiency advantage on classification-like decision boundaries. Trained networks transfer to hardware across approximately 35,000 connections with quantified fidelity, and a dedicated CMOS implementation is projected to operate at approximately 30 microwatts. A memristive realisation reproduces the same behaviour in simulation, indicating that the advantage comes from placing trainable nonlinearity on connections, rather than from a particular device.

3. DREG: A Layer-Wise Jacobian Regularization as a General-Purpose Penalty

DREG: 一种逐层雅可比正则化作为通用惩罚项

AI 总结:本文通过大规模实验研究导数正则化(DREG)的效果,发现其在GELU激活下表现最佳,尤其在数据稀缺时优势显著,可作为即插即用的正则化器。

链接:https://arxiv.org/abs/2606.23942

作者:Rowan Martnishn

英文摘要: We present a large-scale empirical study isolating the contributions of the Derivative Regularization penalty (DREG). Across a fully-crossed factorial sweep of 960 experiments spanning 4 activations, 6 regularizers, 8 datasets, and 5 random seeds, we ask: when, where, and why does DREG work? Our results establish three principal findings. First, DREG achieves the highest overall and clean-regime accuracy among all regularizers evaluated (significantly so against the unregularized baseline, Weight Decay, and IGPen; Wilcoxon $p \leq 0.031$). It ranks second in noise robustness behind Spectral Normalization (SN) - the only two layer-wise regularizers in the study. Second, DREG is globally the best-performing regularizer under GELU, the default activation in modern transformer architectures, particularly on both messy vision and messy NLP benchmarks, suggesting direct applicability to frontier deep learning settings. Third, DREG's advantage over competing regularizers is most pronounced under data scarcity, consistent with its role as a geometric inductive bias that substitutes for the regularizing effect of data volume. Throughout, DREG is applied with a single fixed hyperparameter $\lambda = 10^{-2.5}$ and no per-dataset tuning, supporting its characterization as a plug-and-play regularizer for neural networks with nontrivial Jacobian structure. These findings are consistent with DREG's design: concentrating regularization pressure on layers where the activation derivative is largest, rather than constraining the network uniformly.

4. Learning the Koopman Operator using Attention Free Transformers

使用无注意力变换器学习Koopman算子

AI 总结:针对Koopman自编码器长期预测中流形漂移导致误差累积的问题,提出无注意力潜在记忆块和动态重编码两种方法,在三个基准系统上显著降低长时域误差并保持低推理延迟。

链接:https://arxiv.org/abs/2606.23957

机构:Institute for Bioengineering, School of Engineering and Centre for Engineering Biology, University of Edinburgh(爱丁堡大学生物工程研究所、工程学院与工程生物学中心); Electrical and Computer Engineering and Applied Mathematics, University of Washington(华盛顿大学电气与计算机工程与应用数学系); Electrical and Computer Engineering and Computer Science & Engineering, University of Washington(华盛顿大学电气与计算机工程及计算机科学与工程系)

作者:Mohammed Nagdi, Evangelos-Marios Nikolados, Alexey Yermakov, Mars Gao, Nathan Kutz, Filippo Menolascina

英文摘要:Learning Koopman operators with autoencoders enables linear prediction in a latent space, but long-horizon rollouts often drift off the learned manifold, leading to phase and amplitude errors on systems with switching, continuous spectra, or strong transients. We introduce two complementary components that make Koopman predictors more robust. First, we add an attention-free latent memory (AFT) block that aggregates a short window of past latents to produce a corrected latent before each Koopman update. Unlike multi-head attention, AFT operates in linear time and adds only $\approx$30k parameters ($3d^2 + T^2$, fewer than matched multi-head attention), yet captures the local temporal context needed to suppress error divergence. Second, we propose dynamic re-encoding: lightweight, online change-point triggers (EWMA, CUSUM, and sequential two-sample tests) that detect latent drift and project predictions back onto the autoencoder manifold. Across three benchmark systems -- Duffing oscillator, Repressilator, IRMA -- our model consistently reduces error accumulation compared to a Koopman autoencoder and matched-capacity multi-head attention. We also compare against GRU and Transformer autoencoders, evaluated both from initial conditions and with a 50-step context, and find that Koopman+AFT (with optional re-encoding) attains markedly lower long-horizon error while maintaining lower inference latency. We report improvements over horizons up to 1000 steps, together with ablations over trigger policies. The result is a fast, compact predictor that stays on the learned manifold over long horizons.

5. AsyncOPD: How Stale Can On-Policy Distillation Be?

AsyncOPD:同策略蒸馏可以有多陈旧?

AI 总结:研究异步同策略蒸馏中陈旧数据的影响,发现前向KL对陈旧更鲁棒,反向KL脆弱但可通过重算信号缓解,并提出AsyncOPD框架实现1.6-3.8倍加速。

链接:https://arxiv.org/abs/2606.24143

机构:FuriosaAI; Ajou University(亚洲大学); UC Berkeley(加州大学伯克利分校); Microsoft Research(微软研究院); KRAFTON; Ludo Robotics

作者:Wonjun Kang, Kevin Galim, Seunghyuk Oh, Minjun Kang, Sanghyun Park, Donghoon Kim, Minjae Lee, Minseo Kim, Rishabh Tiwari, Yuchen Zeng, Hyung Il Koo, Kangwook Lee

英文摘要:On-policy distillation (OPD) trains a student on its own rollouts guided by teacher feedback and is becoming increasingly important for large language model (LLM) post-training. Like reinforcement learning (RL), however, OPD faces an on-policy systems bottleneck, as rollouts can dominate training time for reasoning workloads. Asynchronous training pipelines can alleviate this bottleneck by decoupling rollout generation from learner updates, but doing so introduces stale-policy data. While prior work has studied stale data in asynchronous RL, its effects in OPD remain underexplored. We present the first systematic study of staleness in asynchronous OPD, focusing on a practical setting where teacher feedback is implemented through local KL losses and full-vocabulary teacher logits are too expensive to store or transfer, necessitating finite teacher-score caches. We first show that KL direction changes the stale-data problem: teacher-weighted forward KL is more robust to stale rollouts, whereas student-weighted reverse KL is vulnerable. Second, for this vulnerable reverse-KL case, we study whether methods designed to stabilize asynchronous RL can mitigate OPD staleness. In our experiments, they do not improve over a simpler OPD-specific surrogate: recomputing the reverse-KL signal under the current student at learner time. Third, we analyze how finite teacher-score caches create a bias-variance tradeoff for sparse and sampled reverse-KL OPD estimators. This motivates multi-sample Monte Carlo (MC), which preserves MC correctability while reducing one-sample variance. Finally, we present and open-source AsyncOPD, a fully asynchronous OPD training pipeline built from these estimator choices. Experiments show that AsyncOPD improves training throughput by $1.6\times$ to $3.8\times$ over strict synchronous training while reaching comparable accuracy.

6. Parallel Manifold Steering: Efficient Adaptation of Large Associative Memories via Residual Energy Shaping

并行流形引导:通过残差能量塑形实现大型联想记忆的高效适应

AI 总结:提出H-Res机制,通过残差能量塑形在不改变全局平衡或扩展序列长度的情况下调节Transformer的能量景观,实现高效任务适应,在联想检索任务上比全局权重修改提升26%并消除提示方法的计算开销。

链接:https://arxiv.org/abs/2606.24396

机构:Independent Researcher(独立研究员)

作者:Kanishk Awadhiya

英文摘要: Large Transformer models function as Dense Associative Memories (DAMs), retrieving knowledge via high-dimensional attractor dynamics driven by the self-attention mechanism \citep{ramsauer2020hopfield, wu2024attention}. However, adapting these frozen memory systems to new tasks presents a fundamental ``Plasticity-Stability'' dilemma. Current methods either risk catastrophic interference by modifying synaptic weights directly (e.g., LoRA) \citep{hu2021lora} or degrade associative capacity by clogging the retrieval buffer with static prompt tokens (e.g., VPT) \citep{jia2022vpt}. In this work, we propose \textbf{H-Res} (Hierarchical Residual Steering), a mechanism that modulates the effective energy landscape of the Transformer without altering its global equilibrium or expanding its sequence length. By formulating adaptation as a control problem on the activation manifold \citep{chen2018neuralode}, H-Res learns a state-dependent vector field that steers token trajectories into task-specific basins of attraction. We formally prove that H-Res preserves the attention entropy of the foundation model and facilitates Neural Collapse \citep{papyan2020prevalence}. Empirically, Manifold Steering outperforms global weight modification by 26\% on associative retrieval tasks and eliminates the computational overhead of prompt-based methods, scaling effectively to structured domains \citep{zha2023vtab}.

7. Reasoning as Attractor Dynamics: Latent Memory Retrieval via Gibbs-Weighted Energy Minimization

推理作为吸引子动力学:通过吉布斯加权能量最小化的潜在记忆检索

AI 总结:提出将大语言模型视为高维稠密联想记忆,通过吉布斯加权能量最小化从潜在吸引子中检索正确推理链,在GSM8K上提升Phi-3.5性能5.38%。

链接:https://arxiv.org/abs/2606.24543

作者:Kanishk Awadhiya

英文摘要:Large Language Models (LLMs) are traditionally viewed as autoregressive generators. However, from the perspective of collective computation, they function as high-dimensional Dense Associative Memories that store complex reasoning patterns as latent attractors. In this work, we investigate the energy landscape of mathematical reasoning. We posit that correct reasoning chains correspond to deep, wide attractor basins ("flat minima") in the model's output distribution, whereas hallucinations manifest as sharp, unstable local minima. To exploit this geometry, we introduce a retrieval mechanism based on a Gibbs measure of the trajectory's spectral entropy. By sampling multiple reasoning paths and weighting them by their inverse energy ($P \propto e^{-\beta E}$), we approximate the equilibrium distribution of the associative memory, effectively ``relaxing'' the system into a robust solution. Empirically, this physics-inspired mechanism improves Microsoft Phi-3.5 performance on GSM8K by 5.38\% (84.7\% $\to$ 90.1\%), demonstrating that inference is better modeled as a dynamic settling process into an attractor basin rather than greedy next-token prediction.

8. QC-SMOTE: Quality-Controlled SMOTE for Imbalanced Classification

QC-SMOTE:用于不平衡分类的质量控制SMOTE

AI 总结:提出QC-SMOTE,通过复合邻域可信度评分评估少数类样本可靠性,并采用IPQ引导的最佳K策略生成合成样本,在30个数据集上取得最优平均AUC-ROC和Macro F1。

链接:https://arxiv.org/abs/2606.24625

机构:School of Computer Science, University of Nottingham(诺丁汉大学计算机科学学院)

作者:Parth Upman, Shreyank N Gowda

英文摘要:Class imbalance poses a significant challenge in classification, where existing methods such as SMOTE often generate low-quality synthetic samples in regions with noise or class overlap. We propose QC-SMOTE, a quality-controlled oversampling framework that estimates minority sample reliability using a composite neighbourhood trustworthiness score combining local density, safe-level, and isolation from the majority class. Synthetic candidates are generated using an IPQ-guided best-of-K strategy that evaluates midpoint purity and, when required, majority clearance, with allocation guided by sample reliability and boundary informativeness. Generation behaviour adapts across overlap--imbalance regimes, adjusting interpolation range and selection criteria to match local data geometry. Low-quality synthetic samples are replaced with original minority duplicates when neighbourhood purity falls below an adaptive threshold, providing graceful degradation by reverting to duplication in severely noisy regions. Experiments on 30 imbalanced datasets using repeated stratified cross-validation show that QC-SMOTE achieves the strongest average AUC-ROC and Macro F1 among the compared oversampling methods, with particularly clear gains under moderate and severe imbalance. These results demonstrate the importance of quality-aware, geometry-adaptive synthetic sampling for robust imbalanced classification.

9. Real vs. Complex Spectral Bases for Neural Operators: The Role of Green's Function Alignment

神经算子的实与复谱基:格林函数对齐的作用

AI 总结:本文提出Hartley神经算子(HNO),作为傅里叶神经算子(FNO)的纯实值镜像,通过离散Hartley变换替代FFT,并基于格林函数对称性理论,揭示了椭圆型算子适合实谱基、时变算子适合复谱基的预测性规则。

链接:https://arxiv.org/abs/2606.24851

机构:Georgia Tech Research Institute(佐治亚理工学院研究 institute); University of Illinois at Chicago(伊利诺伊大学芝加哥分校)

作者:Jason Sulskis, Sathya Ravi

英文摘要:Fourier Neural Operators (FNO) learn solution operators of partial differential equations by parameterizing global convolutions in the complex Fourier domain. For real-valued PDE solutions, the complex FFT carries representational redundancy through conjugate symmetry. We introduce the Hartley Neural Operator (HNO), the exact real-valued mirror of FNO: it replaces the FFT with the purely real Discrete Hartley Transform and learns a single real multiplier per retained spectral mode, with no complex arithmetic. Because the real Hartley spectrum is not halved by conjugate symmetry, HNO retains twice as many frequency corners as FNO but one real weight where FNO carries a complex pair, so the two operators are iso-parametric at equal width and differ only in spectral basis. Our central thesis is that the best basis is a property of the operator. Self-adjoint elliptic operators (Poisson, biharmonic) have real, symmetric Green's functions that the real Hartley multiplier diagonalizes exactly, and HNO is favored there. Time-dependent operators carry phase, from oscillation in the wave equation to transport in advection, Burgers, and Navier-Stokes, which a real diagonal multiplier cannot represent, so FNO is favored there, and increasingly so with the operator's phase content, leaving the phaseless heat equation as the borderline case. Training both operators identically and benchmarking across PDE classes, initial-condition families, and boundary conditions, we find an elliptic-versus-time-dependent split that is monotone in operator phase content and matches the Green's-function theory we develop. Rather than a universal winner, our findings give a predictive rule: match the spectral basis to the symmetry of the solution operator.

2. 表示学习、自监督与对比学习 | 1 篇

10. 3D Masked Autoencoders are Robust Learners of Volumetric and Multimodal Cellular Representations for Microscopy

3D掩码自编码器是显微镜体积和多模态细胞表示的鲁棒学习器

AI 总结:系统比较2D和3D掩码自编码器在体积显微镜数据上的表现,发现3D模型在下游任务中更优,并通过跨模态对齐和频域正则化进一步提升性能,在蛋白质相互作用和定位任务上达到最先进水平。

链接:https://arxiv.org/abs/2606.23964

机构:Institute of AI for Health & Helmholtz AI, Computational Health Center, Helmholtz Munich – German Research Center for Environmental Health(亥姆霍兹慕尼黑中心 - 德国环境健康研究中心,计算健康中心,健康人工智能研究所与亥姆霍兹人工智能); Department of Medicine III, Ludwig-Maximilian-University Hospital(路德维希-马克西米利安大学医院第三内科); Department of Physics, Ludwig-Maximilian-University(路德维希-马克西米利安大学物理系); German Cancer Consortium (DKTK), partner site Munich(德国癌症联盟(DKTK)慕尼黑合作站点); Munich Center for Machine Learning (MCML)(慕尼黑机器学习中心(MCML))

作者:Amirhossein Kardoost, Lion Gleiter, Tingying Peng, Carsten Marr

英文摘要:Self-supervised learning in fluorescence microscopy often relies on 2D projections, despite the inherently three-dimensional nature of cells. We present a systematic comparison of 2D and 3D masked autoencoders (MAE-2D vs. MAE-3D) on volumetric microscopy data. Under matched architectures and training protocols, MAE-3D consistently outperforms 2D max-projection and slice-based variants on downstream single-cell tasks. We further align visual representations with a pretrained protein language model (ESM2) and show that cross-modal supervision yields larger gains for volumetric models. Channel cross-attention and frequency-domain regularization are critical for leveraging 3D spatial context. On a protein--protein interaction task, MAE-3D achieves a ROC--AUC of 0.865, outperforming prior methods by up to +0.025. For protein localization, our best 3D model attains state-of-the-art AUC$_{\text{micro}}$ (0.952) and F1$_{\text{micro}}$ (0.742), improving over previous approaches by +0.003 and +0.010 absolute, respectively. Overall, these results demonstrate the advantages of native 3D modeling and multimodal alignment for representation learning in single-cell microscopy.

3. 强化学习与序列决策 | 8 篇

11. KLip-PPO: A per-sample KL perspective on PPO-Clip

KLip-PPO:基于逐样本KL视角的PPO-Clip

AI 总结:本文通过逐样本KL散度惩罚重新表述PPO-Clip,证明其梯度与KL惩罚等价,并揭示了裁剪替代目标中隐含的逐样本惩罚系数结构,为算法泛化提供了新设计方向。

链接:https://arxiv.org/abs/2606.23932

机构:University of California, Berkeley(加州大学伯克利分校)

作者:Riccardo Colletti, Robin Holzinger

英文摘要:Proximal Policy Optimization (PPO) is the standard policy-gradient algorithm for on-policy reinforcement learning. The literature presents it in two forms, a clipped surrogate that bounds the importance ratio between successive policies and a Kullback-Leibler penalty between them. These forms are treated as separate algorithms with their own gradients, their own hyperparameters, and their own reference implementations, and a sizeable body of empirical work compares them. We show that the gradient of the clipped surrogate is reproduced exactly by a Kullback-Leibler surrogate whose coefficient varies per sample, with closed-form dependence on the importance ratio and the advantage. The identity holds at every minibatch step and across the entire inner loop, and on five MuJoCo continuous-control benchmarks the two losses produce indistinguishable training curves. The reformulation exposes a structural feature of the clipped surrogate that the min notation hides. PPO-Clip's implicit per-sample penalty is a step function at the boundary of the trust region, and the shape of this coefficient is the natural design axis for generalising the algorithm. We sketch the resulting follow-up directions in the discussion.

12. A Comparative Study of Bayesian Contextual Bandits for Real-Time Warehouse Sorter Optimization

贝叶斯上下文赌博机在实时仓库分拣优化中的比较研究

AI 总结:针对仓库分拣系统静态权重无法适应动态环境的问题,比较线性回归、XGBoost和贝叶斯上下文赌博机三种方法,后者通过2.03%的奖励提升和更优的实时控制性能展现出潜力。

链接:https://arxiv.org/abs/2606.23977

作者:Tina Dongxu Li, Mouhacine Benosman, Ken Meszaros, Trevor Dardik

英文摘要:Efficient sorter diversion control of automated material handling systems (MHS) is critical for optimizing operational efficiency in large-scale warehouse environments. In this study, we use an inbound receiving sorter at a high-volume e-commerce warehouse as our primary use case, where the sorter diversion system relies on cost functions with static weight configurations that fail to adapt to highly dynamic system contexts, such as volume mode, congestion level, equipment physical status, and upstream/downstream dependencies. To address this real-time sorter diversion optimization challenge, we conducted a comparative study of three candidate hybrid machine learning frameworks: Linear Regression with Gradient Descent Optimization (LR+GDO), XGBoost with Bayesian Optimization (XGB+BO), and Bayesian Contextual Bandits (BCB). Model training and evaluation were enabled by leveraging a high-fidelity physics-aware emulator to overcome the cold-start problem and allow a safe transition from offline to online learning. We performed comprehensive evaluations including reward model predictive accuracy, contextual sensitivity, action distribution, and projected reward uplift. Our results demonstrate that while tree-based reward models offer slightly better predictive power, the BCB framework achieved overall higher performance with 2.03% reward uplift over the heuristic baseline. Furthermore, BCB exhibits several superior characteristics, such as its decisive time-optimal policy backed by Bang-Bang control theory, continuous online learning capability, strategic balance between exploration and exploitation, and significantly shorter inference latency. These results demonstrate the potential of the BCB framework for real-time control optimization in large-scale warehouse environments, motivating further investigation toward operational deployment.

13. Offline Reinforcement Learning for Warehouse SLAM Throughput Control

仓库SLAM吞吐量控制的离线强化学习

AI 总结:提出离线强化学习框架优化仓库SLAM吞吐量控制,通过历史状态表示、动作空间抽象和奖励函数设计,结合多种离线RL算法,实验表明CQL策略提升系统健康度22.97%,减少平均节流时长3.18%。

链接:https://arxiv.org/abs/2606.23978

作者:Tina Dongxu Li, Mouhacine Benosman, Rajat Kumar, Kevin Tan, Ken Meszaros, Trevor Dardik

英文摘要: We present an offline reinforcement learning (RL) framework for optimizing SLAM throughput control in a warehouse fulfillment environment. SLAM (Scan/Label/Apply/Manifest) throughput directly influences system congestion and operational efficiency. Our RL-based control approach dynamically recommends SLAM throughput settings that adaptively balance throughput maximization with downstream stability through intelligent adjustment of throttling behavior. We include a history-informed state representation, action space abstraction for delayed-impact control, and a reward function that captures both upstream and downstream operational metrics. Our approach is algorithm-agnostic, enabling integration of multiple offline RL methods under a unified architecture. We instantiate our framework with three state-of-the-art offline RL algorithms, and trained the models offline using de-identified historical operational logs from a large-scale warehouse. Policy performance is evaluated using a comprehensive multi-method strategy. These include model-free approaches including immediate reward estimation via regression models and long-horizon Fitted Q Evaluation (FQE), as well as model-based Deep Koopman dynamics evaluation. Empirical results reveal that the CQL policy consistently outperforms alternatives, improving system health by 22.97% and reducing average throttling duration by 3.18%. These findings demonstrate the potential of offline RL for safe and scalable warehouse throughput control optimization.

14. Learning to Trigger: Reinforcement Learning at the Large Hadron Collider

学习触发:大型强子对撞机的强化学习

AI 总结:针对大型强子对撞机实时触发系统在带宽、延迟和存储约束下的阈值调优问题,提出基于强化学习的在线阈值控制方法,在模拟和真实数据上分别提升48%和56%的容忍时间比例。

链接:https://arxiv.org/abs/2606.23993

机构:University of Chicago(芝加哥大学); University of Michigan, Ann Arbor(密歇根大学安娜堡分校); Fermi National Accelerator Laboratory(费米国家加速器实验室)

作者:Zixin Ding, Shaghayegh Emam, Giovanna Salvi, Cecilia Tosciri, Abhijith Gandrakota, Jennifer Ngadiuba, Nhan Tran, Christian Herwig, David W. Miller, Yuxin Chen

英文摘要:High-throughput scientific facilities such as the Large Hadron Collider depend on real-time event filtering (\textit{triggering}) under tight constraints on bandwidth, latency, and storage. In practice, trigger menus are largely static and hand-tuned and can become suboptimal as detector conditions, pileup, and background composition drift over time. We cast online threshold tuning as a sequential decision-making problem: a reinforcement learning agent ingests streaming summaries of recent rates and signal-sensitive features and updates trigger thresholds to maximize signal efficiency while tracking a target background rate within a tolerance band. We adapt Group-Filtered Policy Optimization (GFPO) to streaming control and introduce two variants (GFPO-F, GFPO-FR) that enforce background rate feasibility during training. On a benchmark that emulates realistic collider operation, we study two representative triggers: a total transverse energy ($H_{T}$) trigger sensitive to pileup variation, and an anomaly-detection (AD) trigger based on reconstruction loss for rare or non-standard signatures. On Monte Carlo streams, our agent increases the fraction of in-tolerance time intervals by 48\% ($H_T$) and 28\% (AD), with a cumulative gain of up to 2\% in signal efficiency on those in-tolerance intervals. Transferring from simulation to \emph{real} collision data (CMS Run 283408), the same agent, without fine-tuning, achieves a 56\% ($H_T$) and 28\% (AD) in-tolerance improvement over baselines, with further signal-efficiency gain on both triggers. To our knowledge, this is the \emph{first} demonstration of RL-based trigger control on real Large Hadron Collider collision data. Code is available at this https URL \_LHC.

15. EMAgnet: Parameter-Space EMA Regularization for Policy Gradient Self-Play in Large Games

EMAgnet:大规模博弈中策略梯度自我博弈的参数空间EMA正则化

AI 总结:提出EMAgnet,通过指数移动平均(EMA)对策略参数进行自适应正则化,替代均匀分布正则化,在两人零和博弈中降低可剥削性。

链接:https://arxiv.org/abs/2606.23995

机构:Riot Games(拳头游戏); University of California, Irvine(加州大学尔湾分校); New York University(纽约大学)

作者:Tristan Maidment, JB Lanier, Chase McDonald, Nathan Tsang, Eugene Vinitsky, Roy Fox, Albert Wang, Wesley N. Kerr

英文摘要:Recent work has established that regularized policy gradient methods such as PPO, when used in self-play, can match or exceed specialized game-theoretic algorithms for solving two-player zero-sum imperfect-information games. The uniform distribution has emerged as a strong policy regularization target for this purpose, but it regularizes equally toward all actions regardless of their viability. We introduce EMAgnet, which instead regularizes toward an exponential moving average (EMA) of the last-iterate policy's parameters, providing an adaptive regularization target that evolves with the agent's improving strategy. We evaluate EMAgnet on both standard two-player zero-sum benchmarks and modified benchmarks with exploration challenges and large numbers of strictly dominated strategies. Relative to PPO self-play with uniform-magnet regularization under both linear and power-law annealing schedules, EMAgnet achieves lower exploitability in the majority of tested environments, with consistent performance gains across games containing strictly dominated strategies.

16. Blockwise Policy-Drift Gating for On-Policy Distillation

基于块策略漂移门控的在线策略蒸馏

AI 总结:针对在线策略蒸馏中长程推理任务脆弱性问题,提出块级策略漂移门控,通过计算行为策略与当前策略的对数概率偏移并聚合为门控值重加权损失,无需改变教师目标或采样策略,在数学推理基准上提升平均求解率。

链接:https://arxiv.org/abs/2606.24084

机构:Independent Researcher(独立研究员)

作者:Liwen Zheng, Haiyun Jiang

英文摘要:On-policy distillation (OPD) trains a student policy using teacher signals computed on trajectories sampled by the student itself. Recent work shows that sampled-token OPD can be fragile on long-horizon reasoning tasks and that local teacher-support matching is a simple and effective repair. This paper introduces blockwise policy-drift gating, a lightweight student-only old-current drift controller for OPD under rollout reuse. The method computes log-probability shifts between the behavior student and the current student on the sampled token path, aggregates these shifts over fixed blocks or spans, and uses the resulting detached, mean-normalized gates to reweight OPD position losses. It does not change teacher targets, teacher top-K supports, or the rollout policy. In a six-variant Qwen3 math reasoning benchmark with a uniform 200-step training budget for all trained variants, we use pass@8 as the primary problem-level solve-rate metric. Fixed 64-token block gating improves sampled-token OPD mean pass@8 from 0.4978 to 0.5160 across AIME24, AIME25, MATH500, and AMC23. On Teacher-TopK/LSM, Block64 gives the best four-benchmark mean pass@8 among trained students. The results identify local old-current policy drift as a practical control signal for reused OPD rollouts and motivate block-level gating as a simple default for improving solve-rate robustness.

17. Holistic Data Scheduler for LLM Pre-training via Multi-Objective Reinforcement Learning

基于多目标强化学习的LLM预训练整体数据调度器

AI 总结:提出HDS框架,将数据调度建模为连续控制空间的强化学习问题,利用SAC算法和融合数据质量、跨域影响及模型权重的多目标奖励函数,在The Pile上减少44%训练迭代达到同等困惑度,并在MMLU等任务上提升7.2%。

链接:https://arxiv.org/abs/2606.24133

机构:China Electronics Technology Group Corporation 15th Research Institute(中国电子科技集团公司第十五研究所); Renmin University of China(中国人民大学); Alibaba Group(阿里巴巴集团)

作者:Chenhao Dang, Jing Ma, Mingjie Liao

英文摘要:The composition of training data, governed by the diversity of sources and their mixing strategy, is a cornerstone of Large Language Model (LLM) pre-training. Online Data Mixing (ODM), the technique of adaptively adjusting data mixtures during training, has emerged as a promising direction to improve efficiency. However, existing methods are constrained by their reliance on a singular optimization perspective, which fundamentally overlooks the need for complex LLM pre-training to consider the dynamic data composition from multiple dimensions. To overcome this limitation, we introduce the Holistic Data Scheduler (HDS), a novel online data mixing framework. HDS formulates the data scheduling challenge as a reinforcement learning problem in a continuous control space and leverages the Soft Actor-Critic (SAC) algorithm for its stability and sample efficiency in exploring the high-dimensional policy space. At the core of HDS lies a novel multi-objective, holistic reward function that integrates three critical perspectives: a data-driven reward for quality, a loss-driven reward capturing inter-domain influence, and a model-driven reward based on weight norms. To validate our design and determine its optimal configuration, we conducted systematic experiments on LLMs of various sizes. On The Pile benchmark, HDS reaches the final validation perplexity of the next best method with 44% fewer training iterations. Furthermore, it achieves a 7.2% improvement on the MMLU 0-shot task along with consistent gains on other benchmarks, showcasing its ability to enhance both training efficiency and final model capability.

18. Managing Task Execution for Unknown Workloads in Batteryless IoT: A Hardware-Agnostic Evaluation

无电池物联网中未知工作负载的任务执行管理:一种硬件无关的评估

AI 总结:针对无电池物联网中未知工作负载,提出两种硬件无关的动态调度策略(强化学习和近似预测),通过物理仿真框架评估,揭示了不同策略在任务吞吐量、生存-执行平衡和能量缺口执行节奏上的权衡。

链接:https://arxiv.org/abs/2606.24340

机构:University of Antwerp - imec, IDLab Research Group(安特卫普大学-imec, IDLab研究组)

作者:Samer Nasser, Henrique Duarte Moura, Ritesh Kumar Singh, Maarten Weyn, Jeroen Famaey

英文摘要:In recent years, the Internet of Things (IoT) paradigm has been shifting toward batteryless, energy-harvesting architectures. Sustaining reliable operation in these systems requires intelligent management of highly volatile stored energy. As edge applications grow in complexity, traditional energy-aware schedulers struggle with unpredictable workloads due to their reliance on static execution thresholds or pre-measured, hardware-specific task profiles. To overcome this, we propose two novel, hardware-agnostic dynamic scheduling strategies treating applications as a "black box," requiring no prior energy information: a model-free Reinforcement Learning (RL) agent and an on-the-fly Approximated Prediction (AP) method. We evaluate these methods against an adaptive task rate approach (AsTAR) and optimized static thresholds using a custom-built, physically accurate simulation framework driven by real-world solar data and dynamic LoRa transmission profiles. Rather than claiming universal superiority, our analysis exposes the distinct operational trade-offs of each method: the AP approach delivers lightweight, near-oracle task throughput; the RL agent provides tunable survival-execution balancing; and AsTAR excels at execution pacing across long energy gaps. Finally, we demonstrate that while these advanced strategies provide critical resilience for severely constrained systems with small capacitors, devices with larger energy buffers can efficiently rely on simpler, less computationally expensive static policies.

4. 生成模型与概率建模 | 9 篇

19. Sesame: Structure-Aware Molecular Generation via Spatial Density-Map Conditioning

Sesame: 通过空间密度图条件实现结构感知的分子生成

AI 总结:提出Sesame扩散模型,利用空间对模块处理部分分子结构和蛋白口袋的密度图,支持从头生成和片段条件先导优化,并引入联合去噪与轨迹微调提升生成质量。

链接:https://arxiv.org/abs/2606.23856

机构:Tessel Biosciences, Inc.(Tessel Biosciences公司)

作者:Konstantin Yatsenko, Arvind Thiagarajan

英文摘要:Generative molecular models for drug design are a promising direction with much active research. In the next phase of computational drug design, such models will need to understand small molecule structure and protein-ligand interactions, and they will need to possess the machinery to generate molecules \textit{de novo}. Incorporating each feature poses a critical challenge. Equally important, yet often treated as secondary, is the ability to grow a molecule from a partial starting point -- a scaffold or fragment supplied by a chemist -- which is the central operation of lead optimization. We present Sesame (Spatial Evoformer for a Structure-Aware Molecular Engine), a diffusion-based molecular generation model that leverages a novel spatial pairformer module to condition on partial molecular structure and the surrounding protein pocket, both expressed as continuous spatial density maps. This single conditioning mechanism supports both \textit{de novo} generation and fragment-conditioned lead optimization, letting a medicinal chemist prune a hit to a scaffold and have Sesame grow it in productive ways. In addition to this module, we also introduce a diffusion framework for joint denoising of atom types, bond types, and positions, along with a trajectory finetuning scheme that trains on the model's own sampling rollouts to improve generation quality. Sesame is trained on a large corpus of ligand-only and protein-ligand datasets.

20. MGI: Member vs Generated Inference

MGI:成员与生成推断

AI 总结:针对生成模型输出与训练样本难以区分的问题,提出MGI任务,并设计数据断路器(DCB)方法,结合自编码器和潜在生成器的互补信号,有效区分训练成员与生成样本。

链接:https://arxiv.org/abs/2606.23872

机构:CISPA Helmholtz Center for Information Security(CISPA亥姆霍兹信息安全中心)

作者:Bihe Zhao, Michel Meintz, Juangui Xu, Franziska Boenisch, Adam Dziedzic

英文摘要: As generative models increasingly produce samples that are indistinguishable from human-created content, it becomes difficult to determine whether a given data point was part of a model's natural training set or was generated by the model itself, especially when models memorize and reproduce training data. We formalize this challenge as Member vs Generated Inference (MGI): given a sample and a target generative model, infer whether the sample is a true training member or a generated output of that model. Focusing on image generation, we show that existing membership inference methods systematically misclassify generated samples as training members, while attribution-based methods often misclassify true members as generated. This failure arises because both approaches rely on likelihood-related signals that are similarly elevated for training examples and for the model's own outputs. To address MGI, we propose Data Circuit Breaker (DCB), a three-stage method that combines complementary signals from a generative model's autoencoder and latent generator to distinguish training members from generated samples. Across multiple generative models, including image autoregressive and diffusion models, DCB consistently addresses the shortcomings of membership inference and attribution methods, remains effective even when models reproduce near-duplicates of training samples, and generalizes to challenging model derivative settings in which new models are trained on generated data.

21. Catastrophic Compositional Generation: Why Vanilla Diffusion Models Fail to Extrapolate

灾难性组合生成:为什么普通扩散模型无法外推

AI 总结:本文论证普通条件扩散模型在组合生成任务中常不可行,通过理论泛化论证和实验表明,当目标分布超出源分布范围时,分数估计误差会导致灾难性性能下降。

链接:https://arxiv.org/abs/2606.23920

机构:Machine Learning Department, Carnegie Mellon University(卡内基梅隆大学机器学习系); Valence Labs; Department of Computer Science, University of Manchester(曼彻斯特大学计算机科学系)

作者:Duncan Soiffer, Chandler Squires, Yuan Guan, Jason Hartford, Pradeep Ravikumar

英文摘要:The task of compositional generation involves using a conditional generative model, trained only on a subset of the possible conditions, to produce samples from compositionally-defined target distributions such as a geometric combination of the source distributions. In this work, we argue that this task is often infeasible for vanilla conditional diffusion models: we conjecture that no inference-time technique can efficiently produce samples from the target distribution in certain well-motivated settings. This idea is supported by theory-guided generalization arguments and carefully-designed experiments on both synthetic and realistic data. In particular, while recent methods such as Feynman-Kac correction reduce inference-time approximation error, our results show that score estimation error has a more catastrophic effect on performance when the target distribution is out-of-distribution with respect to the sources, highlighting the need for a different approach to this task.

22. Cyclic Denoising Reveals Ultrastable Memories in Diffusion Models

循环去噪揭示扩散模型中的超稳定记忆

AI 总结:提出循环去噪方法,通过重复正向和反向扩散暴露扩散模型中的记忆化训练图像,无需梯度或提示,揭示超稳定吸引子及其隐私与版权影响。

链接:https://arxiv.org/abs/2606.24000

机构:Simons Center for Computational Physical Chemistry, New York University(纽约大学西蒙斯计算物理化学中心); Center for Soft Matter Research, Department of Physics, New York University(纽约大学物理系软物质研究中心); Center for Neural Science, New York University(纽约大学神经科学中心); Courant Institute of Mathematical Sciences, New York University(纽约大学库朗数学科学研究所)

作者:Rishabh Sharma, Stefano Martiniani

英文摘要:We introduce cyclic denoising -- repeated forward and reverse diffusion at controlled noise amplitudes -- as an extraction attack for image diffusion models. Inspired by random organization in disordered solids, cyclic denoising exposes regions of the learned distribution that are largely inaccessible to standard sampling. The dynamics drive samples toward attractors with a broad stability spectrum. The deepest attractors are ultrastable: they regenerate after near-total corruption and persist through thousands of noising-denoising cycles. Many of these attractors correspond to memorized training images, including stock photographs, brand watermarks, and web-crawl artifacts. The attack requires only sampler-level control, with no gradients, weight inspection, prompts, captions, or prior knowledge of the training data. Unlike generate-and-filter attacks, which rely on large-scale prompted generation and post-hoc similarity or membership-inference filtering, our main protocol is fully unconditioned. We demonstrate the phenomenon in Stable Diffusion v1.4 and in a pixel-space DDPM, showing consistent behavior across latent- and pixel-space diffusion models. Across noise amplitudes, we observe a yielding-like transition: low-amplitude cycling produces trivial absorbing fixed points or limit cycles, while larger amplitudes induce rearrangements, basin hopping, and long-lived trapping in structured memorized attractor basins. We also observe hierarchical partial absorption, prompt-stabilized basins, and cross-initial-condition universality of the recovered attractor set. Our results therefore show that cyclic denoising is both a physics-inspired probe of generative landscapes and a practical tool for memorization auditing, with implications for privacy, copyright compliance, and model fingerprinting.

23. Information-Theoretic Classifier-Free Guidance with Adaptive Schedule Optimization

信息论分类器自由引导与自适应调度优化

AI 总结:针对扩散模型中分类器自由引导(CFG)导致的多样性-覆盖权衡问题,提出基于信息论的CFG调度优化框架,通过清洁端点参考优化实际分布,在ImageNet-512和COCO上实现竞争性权衡。

链接:https://arxiv.org/abs/2606.24025

机构:University of California, Santa Barbara(加州大学圣塔芭芭拉分校); University of Rochester(罗彻斯特大学)

作者:Haobo Chen, Xiangxiang Xu, Yuheng Bu

英文摘要:Diffusion models have achieved strong performance in image, text-to-image, and video generation, where conditional generation is often controlled by classifier-free guidance (CFG). CFG improves condition consistency by increasing a guidance weight, but stronger guidance typically reduces diversity and distributional coverage. It remains unclear how this consistency-coverage trade-off should be controlled across the reverse trajectory, since the distribution induced by CFG is not simply the fixed-time tilted distribution given by the guided score field. To address this issue, we propose an information-theoretic framework for CFG schedule optimization. Our approach uses a clean endpoint reference to specify the desired consistency-coverage trade-off, while optimizing the actual distribution induced by the guided sampler toward this reference. We derive trajectory-level formulas to estimate the objective from samples and score evaluations, avoiding explicit density estimation. On ImageNet-512 with EDM-XXL and COCO with SD-XL, the learned schedules achieve competitive or improved trade-offs over constant guidance and allocate guidance selectively across noise levels.

24. NeuroSonic: Conditional Flow Matching for EEG-to-Speech Reconstruction

NeuroSonic: 用于脑电图到语音重建的条件流匹配

AI 总结:提出NeuroSonic条件流匹配框架,通过学习确定性概率流速度场将噪声声学状态传输到干净语音,解决EEG信号弱、空间弥散与语音强谐波结构之间的不匹配问题,在CineBrain和EAV基准上提升感知质量达26.3%。

链接:https://arxiv.org/abs/2606.24087

机构:Stony Brook University(石溪大学); University of Texas Health Center at Houston(德克萨斯大学休斯顿健康科学中心); Emory University(埃默里大学)

作者:Wenhao Gao, Yifan Wang, Yijia Ma, Carl Yang, Wen Li, Chenyu You

英文摘要:Reconstructing continuous speech from scalp electroencephalography (EEG) remains fundamentally challenging. EEG provides a weak, spatially diffuse, and highly variable measurement of distributed cortical activity, whereas speech is organized as a coherent acoustic trajectory with strong harmonic and temporal structure. The resulting mismatch makes waveform regression unstable and causes stochastic multi-step generation to be sensitive to artifact-dependent conditioning and subject variability. We introduce NeuroSonic, a conditional flow-matching framework for EEG-to-speech reconstruction. Instead of predicting waveforms directly or refining them through stochastic denoising, NeuroSonic learns a deterministic probability-flow velocity field that transports a noise-corrupted acoustic state toward clean speech under EEG conditioning. EEG and audio are embedded into a shared token space and processed by a time-conditioned gated Transformer that parameterizes the transport ordinary differential equation. This formulation models trajectory evolution explicitly while avoiding iterative stochastic sampling. We evaluate NeuroSonic on the CineBrain and EAV benchmarks under cross-subject evaluation. Across both datasets, the proposed method improves distributional realism, spectral fidelity, and perceptual quality over representative GAN-, diffusion-, and mean-flow baselines, with up to a 26.3\% gain in overall perceptual quality. The performance gap is most evident in artifact-heavy segments, where conditioning variability is strongest. These findings indicate that deterministic conditional transport provides a stable and effective formulation for EEG-driven speech reconstruction. Code is available at this https URL.

25. When Top-1 Fails: Calibrating LoRA Monitors for Masked Diffusion LMs

当Top-1失败时:为掩蔽扩散LM校准LoRA监控器

AI 总结:针对离散扩散语言模型微调中top-1 argmax作为崩溃预警的零精度问题,提出使用最大LoRA梯度范数作为参数侧信号,在LLaDA族上实现0.68精度和0.79 F1分数,并建议每族DLM校准阈值。

链接:https://arxiv.org/abs/2606.24119

机构:Independent Researcher(独立研究员); University of Maryland, Baltimore County(马里兰大学巴尔的摩县分校)

作者:Lucky Verma, Pratik Yadav

英文摘要:Discrete diffusion language model (DLM) fine-tuning inherits inexpensive diagnostics from denoising-time confidence monitors, but their PEFT-training meaning is untested. We test top-1 argmax concentration as a collapse warning. Across 816 LoRA/PEFT configurations from three DLM families, the warning fires for every configuration while logs record 0/816 actual collapses at the 200 step horizon, giving zero precision. The cause is pre-equilibrium saturation: top-1 concentration is already high before optimization and quickly becomes insensitive to final training stability. We then evaluate max LoRA gradient norm, a parameter-side signal that samples gradient routing rather than token concentration. On a pooled held-out LLaDA-family split, a train-optimized threshold identifies top-decile final-loss configurations with precision 0.68 and F1=0.79, above the all-positive top-1 baseline even at the lower split-bootstrap confidence bound. Autoregressive controls and cross-family threshold failures bound the result to short-horizon DLM-LoRA inspection rather than a universal collapse detector. Workflow: drop top-1 as a PEFT alarm, log max-gradient early in training, and calibrate thresholds per DLM family before routing runs for inspection.

26. A Time-Reparameterized Cumulative Intensity Extrapolation Sampler for Discrete Flow Matching

时间重参数化累积强度外推采样器用于离散流匹配

AI 总结:提出时间重参数化累积强度外推(TR-CIE)采样器,通过时间重参数化和累积强度外推更新规则,在有限函数评估次数下提升离散流匹配的采样质量。

链接:https://arxiv.org/abs/2606.24140

作者:Feiyang Fu, Hehe Fan

英文摘要:Discrete flow matching (DFM) provides a principled framework for generative modeling on discrete state spaces via continuous-time Markov chain dynamics. In practice, sampling for DFM commonly employs discretizations such as $\tau$-leaping, yet efficient sampling methods under a limited number of function evaluations (NFE) remain less studied. To address this gap, we propose the Time-Reparameterized Cumulative Intensity Extrapolation (TR-CIE) sampler, which aims to improve sampling quality when function evaluations are restricted. TR-CIE consists of two components. First, a schedule-based time reparameterization rescales the time grid according to the noise schedule. Under standard factorized DFM rate parameterizations, this transformation of variables absorbs the schedule-dependent growth term and mitigates stiffness near the terminal sampling stage. Second, we introduce a cumulative-intensity extrapolation updating rule. By reusing cached model outputs from the previous step as a history term, this improves the approximation of stepwise cumulative intensities on the resulting non-uniform time grid. We provide a theoretical analysis that bounds the local approximation error of cumulative intensities and establishes convergence results. The resulting sampler requires one NFE per step and introduces no additional model evaluations compared to the standard $\tau$-leaping sampler. Extensive experiments on synthetic tasks, text generation, and text-to-image benchmarks demonstrate that our method improves sampling quality under limited NFE.

27. FlowPipe: LLM-Enhanced Conditional Generative Flow Networks for Data Preparation Pipeline Construction

FlowPipe: 基于条件生成流网络的LLM增强数据准备流水线构建

AI 总结:提出FlowPipe框架,利用条件生成流网络(C-GFlowNets)和LLM语义调制,解决数据准备流水线自动构建中的组合优化和稀疏搜索问题,在74个数据集上平均准确率提升11.96%,训练收敛速度提升12.5倍。

链接:https://arxiv.org/abs/2606.24679

机构:Ocean University of China(中国海洋大学); University of Arizona(亚利桑那大学); University of Science and Technology Beijing(北京科技大学); Northeastern University(东北大学)

作者:Kunyu Ni, Lei Cao, Jie He, Xiaotong Zhang, Jianfeng Jin, Junyu Dong, Yanwei Yu

英文摘要:Data preparation pipelines improve data quality in machine learning by transforming raw tables into learning-ready data through sequential cleaning and feature transformation operators. However, automatically constructing such pipelines is computationally difficult because operator sequences are combinatorial and end-to-end evaluation is expensive. Existing state-of-the-art (SOTA) Multi-DQN methods still face three key limitations: decoupled value estimators weaken long-horizon credit assignment, dataset context is only weakly injected into the policy, and exploration is inefficient in a sparse search space with many invalid states. To address these issues, we propose FlowPipe, a unified framework that formulates pipeline synthesis as conditional probabilistic flow generation over a directed acyclic graph. FlowPipe uses Conditional Generative Flow Networks (C-GFlowNets) with a Trajectory Balance objective to connect terminal validation rewards with early pipeline decisions. It further introduces Deep Semantic Modulation through Feature-wise Linear Modulation (FiLM), allowing LLM-derived logical priors to condition the policy's internal activations according to dataset semantics. In addition, FlowPipe incorporates failure awareness into the flow objective to avoid invalid states and concentrate search on high-potential regions. Experiments on two benchmark suites with 74 real-world datasets show that FlowPipe outperforms SOTA baselines, improving accuracy by 11.96% on average and achieving 12.5x faster training convergence. Source code is available at this https URL.

5. 优化、泛化与理论分析 | 4 篇

28. Weight-Space Geometry of Offline Reasoning Training

离线推理训练的权重空间几何

AI 总结:通过余弦相似度、主角度子空间分析等方法,研究六种离线强化学习方法在数学推理任务中的权重更新几何,发现SFT、RFT、RIFT几乎共线,DFT方向偏离,Offline GRPO添加正交分量,DPO位于近正交子空间且准确率最高。

链接:https://arxiv.org/abs/2606.23740

作者:Aleksandr Nikolich, Igor Kiselev, Vladimir Platonov, Karina Romanova

英文摘要:Offline reinforcement-learning losses (RFT, RIFT, DFT, Offline GRPO, DPO) are widely used to distill reasoning from large teachers into smaller students, and are typically compared on downstream accuracy alone. We ask whether they are mechanistically distinct or converge to a similar weight update. Training six methods (SFT, RFT, DFT, RIFT, Offline GRPO, DPO) on identical math rollouts from a single base model (Qwen3-4B) with attention-only LoRA, we analyze the resulting deltas via cosine similarity, principal-angle subspace analysis, linear mode connectivity, and CKA. We observe: (i) SFT, RFT, and RIFT have nearly colinear weight deltas (cosine >= 0.97, top-1 principal angle ~7 deg median over 144 modules) and comparable GSM8K accuracy (87-88%, n=1319; pairwise McNemar p >= 0.15); (ii) DFT diverges further in direction than any reward-weighted method despite using the same data; (iii) Offline GRPO adds a substantial component orthogonal to the SFT direction (~67% globally, up to ~86% in late layers) while staying in the SFT loss basin; (iv) DPO sits in a near-orthogonal subspace, shows a mode-connectivity barrier, and collapses late-layer CKA to ~0.46. DPO also reaches the highest accuracy in our protocol on both GSM8K (93.5%, McNemar p < 10^-9 vs. each other method) and AIME26 (30.0% vs. 3.3-10.0%); its training uses a 10x smaller learning rate than the others (the standard convention), so the update-norm and accuracy gaps reflect loss-function and optimizer choices jointly, and a learning-rate-matched DPO comparison is left for future work.

29. The Degeneracy Distillery

退化蒸馏器

AI 总结:提出退化蒸馏器方法,通过估计和展平Fisher信息矩阵,自动符号化检测并解决物理模型中的退化参数组合,降低神经后验估计所需的模拟预算。

链接:https://arxiv.org/abs/2606.23838

机构:Department of Applied Mathematics and Theoretical Physics, University of Cambridge(剑桥大学应用数学与理论物理系); Imperial Centre for Inference and Cosmology (ICIC), Imperial College London(伦敦帝国理工学院帝国推理与宇宙学中心); Astrophysics, University of Oxford(牛津大学天体物理学系); CNRS & Sorbonne Université, Institut d’Astrophysique de Paris (IAP)(法国国家科学研究中心与索邦大学巴黎天体物理研究所); Department of Physics and Astronomy, University College London(伦敦大学学院物理与天文学系); Department of Physics & King’s Institute for Artificial Intelligence, King’s College London(伦敦国王学院物理系与国王人工智能研究所); Department of Physics and Astronomy, Johns Hopkins University(约翰霍普金斯大学物理与天文学系); Department of Applied Mathematics and Statistics, Johns Hopkins University(约翰霍普金斯大学应用数学与统计学系)

作者:T. Lucas Makinen, Deaglan J. Bartlett, Niall Jeffrey, Benjamin D. Wandelt

英文摘要:When two or more parameters or labels produce similar data, they are degenerate, or hard to distinguish. Degeneracies render both label prediction and inverse problems difficult, since both machine learning algorithms and probabilistic samplers rely on the distinguishability of data and its gradients with respect to parameters. However, identifying degeneracies in physical models or real-world datasets can be elucidating about the choice of model or the underlying process that produces the data. We present the degeneracy distillery, a method that (1) detects and (2) resolves degenerate parameter combinations (a) automatically and (b) symbolically, from parameter-data (or parameter-simulation) pairs alone, through estimation and flattening of the Fisher information matrix. By exploring the information geometry of the likelihood, we characterize degeneracies as an intrinsic property of the physical model, requiring no realised data observation. We demonstrate our approach on a range of synthetic and real-world problems, discovering symbolic coordinate transformations that identify the combinations of parameters of a model which yield independent effects on the data. The resulting coordinates flatten the Fisher information in expectation globally, in contrast to posterior-based methods that flatten only at a single point, and substantially reduce the simulation budget required for downstream neural posterior estimation. In test cases we require up to $10\times$ fewer simulations for posterior estimation at matched validation calibration whilst simultaneously gaining physical insight on the system.

30. Exact Schur-Sylvester Dimensionality Reductions for Non-Smooth Stochastic Complexity and Manifold Sampling

非光滑随机复杂度和流形采样的精确Schur-Sylvester降维

AI 总结:提出利用块Schur补和Sylvester行列式恒等式,将非光滑估计器NML编码长度计算中投影和体积因子的复杂度从O(N^3)降至O(k^3+N^2k),并推广到稀疏SVM、弹性网和组Lasso。

链接:https://arxiv.org/abs/2606.23867

机构:Department of Mathematics, The Chinese University of Hong Kong(香港中文大学数学系)

作者:Trenton Lau, Gary P. T. Choi

英文摘要: The exact computation of the Normalized Maximum Likelihood (NML) codelength for regular non-smooth estimators (e.g., Lasso) has been historically limited by the cubic scaling walls of manifold-constrained projection and volume integration. At each step of the geometric Propose-and-Project Metropolis--Hastings (PPMH) sampler, evaluating the projection operator requires inverting an $(N+k) \times (N+k)$ generalized KKT matrix, while calculating the volume factor requires the determinant of an $(N-k) \times (N-k)$ Gram matrix. This paper presents an exact, mathematically equivalent formulation that bypasses both bottlenecks by utilizing the block Schur complement and Sylvester's determinant identity. We prove that the computational complexity of both operations collapses from $\mathcal{O}(N^3)$ to $\mathcal{O}(k^3 + N^2 k)$ per step. We generalize this reduction to Sparse Support Vector Machines (SVMs), Elastic Net, and Group Lasso. Finally, we provide a rigorous numerical stability analysis and evaluate the sampler's efficiency using the Effective Sample Size (ESS) per second. Our empirical benchmarks on high-dimensional datasets confirm a constant speedup exceeding $14{,}100\times$ while maintaining double-precision numerical equivalence, rendering exact non-smooth NML estimation highly tractable for large-scale statistical inference.

31. Data Augmentation: A Fourier Analysis Perspective

数据增强:傅里叶分析视角

AI 总结:通过傅里叶分析和有限群表示论,研究部分数据增强能否达到与完全增强相同的统计收益,证明在广泛学习问题中部分增强可达到极小极大最优率,并给出精确不变性需要全群平均的不可行性结果。

链接:https://arxiv.org/abs/2606.24418

机构:Harvard John A. Paulson School of Engineering and Applied Sciences, Harvard University(哈佛大学约翰·A·保尔森工程与应用科学学院); Technical University of Munich (CIT, MCML, MDSI) and MIT Computer Science and Artificial Intelligence Laboratory (CSAIL)(慕尼黑工业大学(CIT、MCML、MDSI)和麻省理工学院计算机科学与人工智能实验室(CSAIL))

作者:Behrooz Tahmasebi, Melanie Weber, Stefanie Jegelka

英文摘要:Data augmentation is a simple and model-agnostic approach for exploiting known invariances in learning problems. Given a group acting on the input space, one augments the training set with transformed copies of each sample. Because it exploits symmetries without modifying the underlying learning algorithm, data augmentation can be applied broadly across learning methods. However, this universality comes at a computational cost: when the group is large, full group-sized augmentation quickly becomes computationally infeasible. This raises a fundamental question: Can partial data augmentation achieve the same statistical benefits as full augmentation in terms of generalization and sample complexity? We develop a general framework for investigating this question using Fourier analysis and the representation theory of finite groups. We show that, for a broad class of classical learning problems, partial data augmentation based on a randomly sampled subset of group elements achieves the same minimax rates as full augmentation, up to an approximation error that vanishes as the subset size increases. Our results provide a theoretical explanation for why partial augmentation can retain the statistical benefits of full augmentation despite enforcing symmetry only approximately, and shed light on a recently raised question in learning with symmetries: whether statistically optimal learning under general group invariances can be achieved using computationally scalable methods. Moreover, we prove a complementary impossibility result: enforcing exact invariance via data augmentation requires averaging over the entire group, and cannot be achieved by any strict subset when the hypothesis space is sufficiently expressive. Together, these results provide a unified perspective on full and partial data augmentation, as well as exact and approximate symmetry enforcement.

6. 高效学习、压缩与部署 | 3 篇

32. ARIA: Adaptive Region-Based Importance Allocation for Conditional Diffusion Distillation

ARIA: 基于自适应区域重要性分配的条件扩散蒸馏

AI 总结:提出ARIA框架,通过在线估计教师-学生差异,自适应分配训练资源到条件空间的不同区域,提升条件扩散模型蒸馏效率,尤其对未见和欠表示条件效果显著。

链接:https://arxiv.org/abs/2606.23898

机构:Institute for AI, University of Stuttgart(斯图加特大学人工智能研究所); IMPRS-IS(国际马克斯·普朗克智能系统研究学院); Institute of Theoretical Chemistry, University of Stuttgart(斯图加特大学理论化学研究所)

作者:Loay Mualem, Vinh Tong, Samir Darouich, Mathias Niepert

英文摘要:Distilling conditional diffusion models aims to transfer the behavior of a large teacher to a smaller student while preserving alignment across conditioning inputs. Unlike recognition tasks, knowledge distillation in conditional diffusion often struggles to transfer knowledge beyond the training distribution, since the predicted noise strongly depends on the conditioning signal. As a result, effective distillation requires exploring a large conditioning space. In practical settings, this creates a major bottleneck. Paired image-condition data may be limited, and generating synthetic images for every available condition is often computationally infeasible, while the pool of conditions, such as text prompts, can be extremely large. Recent work addresses this issue by switching conditions during training, exposing the student to a broader conditioning space without changing the distillation objective. Yet this raises a complementary question: once a large conditioning corpus is available, how should the training effort be allocated? In this work, we introduce ARIA, a framework that adaptively allocates training effort across coarse regions of the conditioning space. By maintaining online estimates of teacher-student discrepancy at the region level, ARIA focuses updates where misalignment persists while preserving the original distillation objective. Empirically, ARIA improves over RC across most architectures and settings, with the clearest gains observed in unseen and underrepresented regimes. We also provide a theoretical analysis showing that the proposed tracking mechanism follows the evolving discrepancy during training under bounded variance and drift assumptions.

33. Forget Without Compromise: Nexus Sampling for Streaming KV-Cache Eviction Under Fixed Budgets

无需妥协的遗忘:固定预算下流式KV缓存驱逐的Nexus采样

AI 总结:提出Nexus采样方法,通过迭代注意力计算和加权水库采样替代确定性top-K选择,在固定预算下保留微妙重要令牌,理论证明其长期优势,实验在80%驱逐率下性能接近密集注意力。

链接:https://arxiv.org/abs/2606.23961

机构:Department of Computer Science, Grinnell College(格林内尔学院计算机科学系); Department of Computer Science, Rice University(莱斯大学计算机科学系); Lambda, Inc(Lambda公司); Workato(Workato公司)

作者:Duc Duong, Hoang Anh Duy Le, Jianwen Xie, Anshumali Shrivastava, Zhaozhuo Xu

英文摘要: Long-context and agentic LLM workloads push the KV cache past any fixed memory budget, forcing the inference stack to permanently evict tokens at every step of a continuous-inference stream. Existing methods all share the same template, a per-step direct-attention score followed by deterministic top-$K$ selection, which converts a single below-cutoff step into an irreversible verdict and permanently erases any subtly important token that direct attention cannot single out from noise. To address this challenge, we propose Nexus Sampling, a training-free eviction method that pairs Nexus scoring, an iterative walk over direct attention that surfaces bridge tokens, with weighted reservoir sampling, which retains tokens with inclusion probability in place of deterministic top-$K$. Theoretically, we show that Nexus Sampling dominates deterministic top-$K$ in long-run survival of subtly important tokens. Empirically, at 80% KV cache eviction, Nexus Sampling matches dense attention within 1% on LongBench while outperforming top-$K$ baselines on retrieval-heavy tasks, with up to 10x smaller per-sequence cache memory.

34. RoPE-Aware Bit Allocation for KV-Cache Quantization

RoPE感知的KV缓存量化比特分配

AI 总结:针对RoPE下键缓存量化中不同频率块对误差敏感度不同的问题,提出Block-GTQ比特分配器,通过能量评分和贪心分配提升量化精度,在长上下文任务中显著恢复性能。

链接:https://arxiv.org/abs/2606.24033

机构:Hong Kong University of Science and Technology(香港科技大学); The Chinese University of Hong Kong(香港中文大学); MiMo, Xiaomi Corporation(小米集团 MiMo)

作者:Fengfeng Liang, Yuechen Zhang, Jiaya Jia

英文摘要:Existing low-bit KV-cache quantizers often treat each cached key as a flat vector. Under RoPE, however, a key's contribution to a future attention logit decomposes into a position-dependent sum over two-dimensional frequency blocks. This makes key-cache quantization a block-wise bit-allocation problem: high-energy RoPE blocks are more sensitive to quantization error and should receive more bits. We introduce Block-GTQ, a RoPE-aware bit allocator for key-cache quantization built on TurboQuant-MSE(TQ-MSE). For each layer and KV head, Block-GTQ computes a label-free energy score for each RoPE block and greedily allocates integer bit widths by marginal gain. Under matched K/V bit budgets, Block-GTQ better preserves RoPE query-key logits on a ten-model diagnostic panel, cutting per-layer MAE by 32-80% at 2 and 3 b/dim K-only quantization and winning all 367/367 layer comparisons against uniform TQ-MSE. These fidelity gains translate to stronger downstream long-context retrieval, understanding, and reasoning. At K2V2 on Llama-3.1-8B-Instruct, Block-GTQ raises the six-task NIAH average from 70.6 to 97.4, and the LongBench-EN average from 36.87 to 53.31. On AIME 2024/2025 with DeepSeek-R1-Distill-Qwen-7B, without an fp16 recent-key buffer, Block-GTQ at K3V2 scores 51.7/37.5, close to fp16's 54.2/37.9, whereas uniform TQ-MSE collapses to 0.0/0.0. We further implement a packed-cache serving path. On a single H800 GPU with Qwen2.5-3B-Instruct, packed K3V3 achieves 3.24x KV-cache compression with fp16-comparable quality, runs 1.34x faster than fp16 FlashAttention2 at 128K context, reduces peak memory from 56.31 GB to 19.85 GB, and remains feasible at 256K and 512K where fp16 OOMs. Code is available at this https URL.

7. 联邦学习、隐私与安全 | 4 篇

35. A Survey on Federated Causal Discovery and Inference

联邦因果发现与推断综述

AI 总结:本文系统综述联邦因果发现与推断领域,通过多维分类法组织方法,并形式化二者作为统一联邦因果推理管道的互补阶段,最后指出开放挑战。

链接:https://arxiv.org/abs/2606.23741

机构:School of Computer Science, Nanjing University of Posts and Telecommunications(南京邮电大学计算机学院); School of Computer Science and Information Engineering, Hefei University of Technology(合肥工业大学计算机与信息工程学院); College of Computing and Data Science, Nanyang Technological University(南洋理工大学计算与数据科学学院); Department of Data Science and Artificial Intelligence, The Hong Kong Polytechnic University(香港理工大学数据科学与人工智能系)

作者:Xianjie Guo, Yuwei Wang, Guodu Xiang, Xiaoli Tang, Kui Yu, Han Yu, Qiang Yang

英文摘要:Causal reasoning, which encompasses the discovery of causal structures and the inference of causal effects, is fundamental to data-driven decision making. In practice, data for reliable causal analysis are often distributed across institutions and cannot be centralized due to privacy regulations or communication constraints. Federated learning (FL) addresses this by enabling collaborative analysis without raw data sharing, giving rise to the rapidly growing field of federated causal discovery (FCD) and inference (FCI). However, the interdisciplinary nature of this field and the absence of a comprehensive survey present barriers to entry for researchers. This paper bridges that gap by providing a systematic review through multi-dimensional taxonomies. Grounded in the three core design decisions underlying any FCD solution, namely how structures are learned, how data are partitioned, and what structural knowledge each party obtains, we organize FCD along three axes: methodological paradigm, federation topology, and structural scope. We further examine key practical dimensions, including temporal dynamics, data heterogeneity, missing data, and non-identical variable sets. For FCI, we categorize methods by target estimand (average versus individualized/conditional treatment effects) and by estimation strategy, from classical weighting methods to modern deep generative architectures. Unlike prior works that treat FCD and FCI separately, we formalize their connection as complementary stages of a unified federated causal reasoning pipeline, where FCD supplies the structural knowledge required for valid effect estimation in FCI. Finally, we highlight their shared concerns regarding privacy, communication efficiency, theoretical guarantees, and application domains, and conclude by identifying open challenges for future research.

36. Federated Survival Analysis in Healthcare: A Multi-Model Evaluation on Cross-Institutional Heterogeneous Breast Cancer Data

联邦生存分析在医疗中的应用:跨机构异质性乳腺癌数据的多模型评估

AI 总结:本文在跨机构异质性乳腺癌数据上系统评估了三种生存模型(Cox比例风险、DeepSurv、随机生存森林)和三种联邦优化策略(FedAvg、FedProx、FedAdam),发现联邦学习优于本地训练且接近集中式性能,随机生存森林在区分度、校准度和鲁棒性上最佳,并给出了实践指南。

链接:https://arxiv.org/abs/2606.23871

机构:University of Oulu(奥卢大学); University of Deusto(德乌斯托大学)

作者:Natalia Moreno-Blasco, Anusha Ihalapathirana, Pekka Siirtola, Miguel Fernandez-de-Retana

英文摘要: Survival analysis is central to clinical decision-making, yet reliable time-to-event models require large, diverse cohorts that are rarely available at a single institution, while privacy regulations restrict the centralization of patient data. Federated learning (FL) offers a privacy-preserving alternative by training shared models without exchanging raw data, but its effectiveness for survival modeling under realistic, heterogeneous conditions remains insufficiently understood. This paper presents a systematic, multi-model evaluation of federated survival analysis on a cross-institutional breast cancer cohort with naturally heterogeneous distributed clients. Three representative survival models, the Cox Proportional Hazards model, DeepSurv, and Random Survival Forest (RSF), are compared across centralized, local, and federated training, and three federated optimization strategies (FedAvg, FedProx, and FedAdam) are assessed for the gradient-based models. Results show that FL consistently outperforms local training and approaches, and occasionally exceeds, centralized performance, while RSF offers the best overall balance of discrimination, calibration, and robustness across heterogeneous clients. We further find that performance depends on the diversity of client distributions, and that FedAvg and FedProx are stronger and more stable than FedAdam. Based on these findings, we derive practical, decision-oriented guidelines mapping data, privacy, interpretability, and resource constraints to recommended model and training-paradigm choices for federated survival modeling in healthcare.

37. FedUP: One-Shot Federated Unlearning via Centroid-Guided Plug-in Filters

FedUP: 基于质心引导的即插即用过滤器的一次性联邦遗忘学习

AI 总结:提出FedUP框架,利用轻量级可插拔过滤器作为“知识漏斗”,通过差分隐私保护的类质心样本在服务器端训练过滤器,实现一次性联邦遗忘,避免多轮通信和重训练,将遗忘延迟从分钟降至秒级。

链接:https://arxiv.org/abs/2606.24113

机构:National Key Laboratory of Big Data and Decision, National University of Defense Technology(国防科技大学大数据与决策国家重点实验室)

作者:Feihong Nan, Zhengyi Zhong, Pan Wang, Weidong Bao, Xiongtao Zhang, Quan Wen, Ji Wang

英文摘要:Federated unlearning (FU) is critical for complying with legal mandates like the right to be forgotten in decentralized systems, yet current methods face a persistent dilemma between non-target knowledge loss and high request latency. To resolve these issues, we propose FedUP, a one-shot federated unlearning framework utilizing lightweight pluggable filters that act as a "knowledge funnel" to screen out target data while preserving original model performance. By freezing original model parameters and training filters at the server side using differentially private (DP)-protected class centroid samples, FedUP bypasses the need for multi-round client-server communication and complex retraining, reducing unlearning latency from minutes to mere seconds. Additionally, the framework's pluggable architecture ensures inherent reversibility, enabling the seamless restoration of forgotten knowledge by simply removing the filters. Extensive experiments on diverse image and text tasks demonstrate that FedUP effectively reduces non-target knowledge loss and achieves superior unlearning precision and efficiency across various scenarios. Code is available at: this https URL.

38. Natural Identifiers for Privacy and Data Audits in Large Language Models

大型语言模型中用于隐私和数据审计的自然标识符

AI 总结:提出自然标识符(NIDs)解决LLM隐私审计难题,无需重训练即可进行事后差分隐私审计和数据集推断。

链接:https://arxiv.org/abs/2606.24408

作者:Lorenzo Rossi, Bartłomiej Marek, Franziska Boenisch, Adam Dziedzic

英文摘要:Assessing the privacy of large language models (LLMs) presents significant challenges. In particular, most existing methods for auditing differential privacy require the insertion of specially crafted canary data during training, making them impractical for auditing already-trained models without costly retraining. Additionally, dataset inference, which audits whether a suspect dataset was used to train a model, is infeasible without access to a private non-member held-out dataset. Yet, such held-out datasets are often unavailable or difficult to construct for real-world cases since they have to be from the same distribution (IID) as the suspect data. These limitations severely hinder the ability to conduct scalable, post-hoc audits. To enable such audits, this work introduces natural identifiers (NIDs) as a novel solution to the above-mentioned challenges. NIDs are structured random strings, such as cryptographic hashes and shortened URLs, naturally occurring in common LLM training datasets. Their format enables the generation of unlimited additional random strings from the same distribution, which can act as alternative canaries for audits and as same-distribution held-out data for dataset inference. Our evaluation highlights that indeed, using NIDs, we can facilitate post-hoc differential privacy auditing without any retraining and enable dataset inference for any suspect dataset containing NIDs without the need for a private non-member held-out dataset.

8. 鲁棒性、不确定性与可信学习 | 2 篇

39. Are Safety Guarantees in Neural Networks Safe? How to Compute Trustworthy Robustness Certifications

神经网络中的安全保障真的安全吗?如何计算可信的鲁棒性认证

AI 总结:针对神经网络对抗样本问题,提出apothem度量以线性时间计算最优鲁棒性认证,并证明体积最优认证的不可行性,引入双重认证和ParallelepipedoNN系统,在MNIST等基准上实现至少两倍的最小边长改进。

链接:https://arxiv.org/abs/2606.23858

机构:University of Crete(克里特大学); Catalan Institution for Research and Advanced Studies(加泰罗尼亚研究与高等研究院); University of Lleida(莱里达大学)

作者:Merkouris Papamichail, Konstantinos Varsos, Giorgos Flouris, João Marques-Silva

英文摘要:A primary challenge in AI safety is the existence of adversarial examples -- slightly distorted inputs that cause a neural network (NN) to misclassify. To mitigate this problem, recent research focuses on the computation of robustness certifications, which, for a given input, determine the largest distortion the input may receive without breaking the network's prediction. Robustness certifications can be interpreted as an axis-aligned hyper-rectangle (multi-dimensional intervals). Most existing approaches focus on maximizing the certification's volume, but recent intractability results prohibit the computation of volume-optimal certifications in reasonable time. We introduce the apothem measure and show how to compute apothem-optimal certifications in a linear number of calls to a NN verifier (oracle) w.r.t. the input domain's diameter. Moreover, we prove that we cannot have a volume-optimal, oracle-based algorithm, even if we discard the oracle costs. Also, we introduce dual certifications -- an interval including all instances of a class -- thus providing apothem-minimum upper bounds to a robustness certification. Further, we present the ParallelepipedoNN system, which we evaluate on the standard MNIST and Fashion MNIST benchmarks. A preliminary comparison with existing work on the same datasets reveals at least two-fold improvement w.r.t. the minimum edge length.

40. Grad Detect: Gradient-Based Hallucination Detection in LLMs

Grad Detect: 基于梯度的 LLM 幻觉检测

AI 总结: 提出 Grad Detect,通过单次前向-反向传播中的逐层梯度模式检测 LLM 幻觉,在多项基准上优于置信度与采样基线,并发现最后五层集中了97%以上的判别梯度信号。

链接:https://arxiv.org/abs/2606.24790

机构:Amazon(亚马逊)

作者:Anand Kamat, Daniel Blake, Brent M. Werness

英文摘要:Large Language Models (LLMs) have demonstrated remarkable capabilities across diverse tasks, yet they remain prone to generating hallucinations. Detecting these hallucinations is critical for deploying LLMs reliably in high-stakes applications. We present Grad Detect, a gradient-based approach for predicting hallucinations by analyzing layer-wise gradient patterns from a single forward-backward pass during inference. Our method shows that the internal gradient structure of a model carries rich information about the correctness of its output. This information is not accessible through output-level signals alone. We evaluate Grad Detect on several Q&A benchmarks across both hallucination detection and model abstention prediction, where it consistently outperforms confidence-based and sampling-based baselines. Through comprehensive layer ablation studies across all eleven models from four architectural families, we find that the final five layers concentrate over 97% of the discriminative gradient signal, enabling efficient deployment with minimal performance loss. Grad Detect provides a unified framework for predicting multiple dimensions of LLM reliability, offering strong predictive performance alongside interpretable insights into where and how model failures originate.

9. 图学习与结构化数据 | 1 篇

41. GRACE: Gated Refinement for Accurate Causal Edge Discovery in High-Dimensional Time Series

GRACE: 用于高维时间序列中准确因果边发现的门控精炼方法

AI 总结:针对高维时间序列因果发现中约束方法非线性检验不可扩展、评分方法阈值武断的问题,提出GRACE,利用Hard Concrete门控与L0正则化实现稳健的二值化边选择,结合快速线性CI骨架与门控模型剪枝,在合成数据与真实河流流量数据上显著提升F1分数并降低假阳性。

链接:https://arxiv.org/abs/2606.23880

作者:Mohammad Fesanghary, Abhinav Havaldar

英文摘要:From climate teleconnections to gene regulation, modern time-series datasets encompass tens or hundreds of interacting variables, making causal discovery increasingly challenging. Constraint-based methods offer statistical rigor but their nonlinear CI tests are infeasible at scale, while score-based alternatives avoid CI testing but require arbitrary thresholds to binarize continuous edge scores. We propose GRACE ($\textbf{G}$ated $\textbf{R}$efinement for $\textbf{A}$ccurate $\textbf{C}$ausal $\textbf{E}$dge discovery), which refines constraint-based discovery using Hard Concrete gates with $L_0$ regularization: each candidate edge has an independent gate whose values concentrate near 0 or 1, yielding a clean bimodal separation that makes the binary decision robust, unlike the narrow, overlapping score distributions produced by $L_1$ and attention-based methods. A fast linear CI skeleton provides high-recall candidates; a single gated model then prunes false positives by learning which edges genuinely improve prediction, with automatic regularization adapted to problem dimensions and skeleton density. Systematic experiments on synthetic benchmarks, spanning diverse graph topologies (scale-free, Erdős-R'enyi, small-world) and dimensionalities up to $d=100$, show that GRACE substantially improves F1 over its base CI method while maintaining high precision, and outperforms attention-based and score-based alternatives. GRACE matches or exceeds expensive nonlinear CI tests at a fraction of the cost ($75\times$ faster). On a real-world river flow dataset, where rainfall confounders, variable propagation lags, and distributional shifts violate standard assumptions, a temporal bootstrap variant of GRACE recovers 9 of 11 causal edges along the Elbe River with only 1 false positive ($F_1 = 0.86$, AUROC${} = 0.99$), reducing the skeleton's 106 false positives by 99%.

10. 迁移、元学习与持续学习 | 2 篇

42. Exploring Dualistic Meta-Learning to Enhance Domain Generalization in Open Set Scenarios

探索双元元学习以增强开放集场景中的域泛化

AI 总结:针对开放集域泛化中未知类识别和决策边界偏移问题,提出双元元学习联合域类匹配策略(MEDIC),通过隐式梯度匹配同时优化域间和类间任务分割,实现平衡边界,在开放集和闭集场景均表现优异。

链接:https://arxiv.org/abs/2606.23758

机构:State Key Laboratory for Novel Software Technology, Nanjing University(南京大学计算机软件新技术国家重点实验室); School of Computer Science and Engineering, Southeast University(东南大学计算机科学与工程学院)

作者:Xiran Wang, Jian Zhang, Lei Qi, Yang Gao, Yinghuan Shi

英文摘要:Domain generalization learns from multiple source domains to generalize to unseen target domains. However, it often neglects the realistic case of label mismatch between source and target. Open set domain generalization is then proposed to recognize unseen classes in unseen domains. A simple approach trains one-vs-all classifiers to separate each class and detect outliers as unknown. Yet, the imbalance between few positive samples and many negative samples skews the decision boundary towards the positive ones, leading the model to over-reject out-of-distribution data, even from known classes in unseen domains. In this paper, we propose a novel meta-learning stategy called dualistic MEta-learning with joint DomaIn-Class matching (MEDIC), which considers implicit gradient matching towards inter-domain and inter-class task splits simultaneously to find optimal boundaries balanced for both domains and classes. Experimental results show that MEDIC not only outperforms prior methods in open set scenarios, but also maintains competitive close set generalization ability.

43. Fast and Slow Variational Continual Learning

快慢变分持续学习

AI 总结:提出通过合并过去后验实现慢适应,在IVON优化器中无缝集成快慢更新,形成持续IVON(CoVON)优化器,在领域增量学习、持续预训练和大语言模型微调中优于现有方法。

链接:https://arxiv.org/abs/2606.24007

机构:University of Bremen(不来梅大学); Jeonbuk National University(全北国立大学); TU Darmstadt(达姆施塔特工业大学); RIKEN Center for Advanced Intelligence Project(理化学研究所先进智能项目中心); Hessian Center for AI (hessian.AI)(黑森人工智能中心); University College London(伦敦大学学院)

作者:Subarnaduti Paul, Yohan Jung, Mohammad Emtiyaz Khan, Siddharth Swaroop, Thomas Möllenhoff, Martin Mundt

英文摘要: Continual learning remains a major challenge for modern deep networks, partly because commonly used optimizers lack inherent mechanisms for continual adaptation. One such natural mechanism is fast and slow adaptation to balance stability and plasticity. This mechanism has deep roots in neuroscience and biology, but there is no consensus on how to best incorporate it in commonly used optimizers. Here, we show that this can be easily done via the VCL framework, where past posteriors are used as priors in the future. Our key idea is to incorporate slow adaptation via merging of past posteriors to slow down the drift in the knowledge as learning progresses. The merged posterior is then used as the prior in the VCL update to implement the fast-weight updates. These steps can be seamlessly implemented in the IVON optimizer, whose form and costs are nearly identical to that of Adam. We call this new optimizer the Continual IVON (CoVON) optimizer and show that it not only consistently improves over existing VCL optimizers, but also performs better than other weight-regularization strategies across domain-incremental learning, continual pre-training, and fine-tuning of large language models.

11. 数据集、基准与评测 | 4 篇

44. One Ruler: A Same-Hands Re-Evaluation of Bivariate Causal Direction on Tuebingen, with a Parameter-Free Compression Baseline

One Ruler: 对Tuebingen数据集上双变量因果方向的同标准重新评估,附带无参数压缩基线

AI 总结:通过统一标准重新评估Tuebingen因果对数据集上的方法,提出无参数压缩基线(排序条件压缩),发现文献中的排名存在显著偏差,基线准确率达74.7%,与有参数方法相当。

链接:https://arxiv.org/abs/2606.23767

机构:State of the Art — Compression Lab(State of the Art — 压缩实验室)

作者:Wietse Stienstra

英文摘要:Headline accuracies on the Tuebingen cause-effect pairs are routinely compared across papers even though each is measured under its authors' own protocol -- different pair subsets, weightings, model-selection, and decision rates. We argue this is the wrong comparison and run the right one: a same-hands re-evaluation in which every method is run by us on the identical 102 pairs, with one strict rule -- no tuning and a decision forced on every pair. As a clean reference point we introduce a deliberately minimal baseline: sorted-conditional compression, which feeds quantized, sorted, first-differenced data to an off-the-shelf compressor (bz2) and has zero fitted parameters. Under the common ruler the ranking differs sharply from the literature. Our baseline reaches 74.7% weighted accuracy (p = 3.7e-7); on the same 100 pairs that SLOPE is evaluated on it scores 76.0%, a 1.2-point gap below the authors' own forced-decision SLOPE (77.2%) that is well inside noise (McNemar p = 0.39). A faithful re-run of RECI lands at 70.7% -- inside the original authors' reported error bar, not the 77.5% often quoted (which we trace to a mis-copied cell). SLOPE's published 82.4% is a decided-subset figure: scoring the authors' own stored output only on the pairs its significance test chose to answer reproduces 81.7%. Under the common ruler the methods cluster in the low-to-mid 70s and the zero-parameter compressor ties the strongest of them. We document the mechanisms that inflate published figures (test-set model selection, significance-gated abstention) and contribute two further results: compression score magnitude is a model-free confounding flag (p = 2.8e-68), and a pre-registered falsification test fails in an instructive way that bounds the method's theoretical interpretation. Code, pre-registrations, and per-pair outputs are released.

45. You Don't Need to Run Every Eval

你不需要运行每个评估

AI 总结:研究发现前沿模型在133个基准上的分数主要由两个潜在因素决定,并提出了基于秩-2矩阵补全的BenchPress方法,能用少量基准高精度预测模型在其他基准上的表现。

链接:https://arxiv.org/abs/2606.24020

机构:Microsoft Research, AI Frontiers(微软研究院,AI前沿)

作者:Yuchen Zeng, Dimitris Papailiopoulos

英文摘要:A modern model release reports scores on 40+ benchmarks and the same evaluations were run many more times before it: to track training progress, compare design choices, and select the checkpoint for the release. But do we need to run every eval? We compile a public score matrix of 84 frontier models on 133 benchmarks (2,604 cells, 23.3% filled) and find it is approximately rank-2: a model's scores across all 133 benchmarks are largely determined by just two numbers. We confirm this in two ways: scores hidden from the matrix are best recovered using two factors, and two factors already explain over 90% of the variation among models on the benchmarks they share. Building on this, we design BenchPress: a logit-space rank-2 matrix completion method that recovers held-out scores to within 4.6 points, and a confidence layer that says when each prediction can be trusted. Using BenchPress, we find a subset of five benchmarks {GPQA-D, HLE, Codeforces, MMLU-Pro, ARC-AGI-1} that can recover the rest of a model's public scorecard to within 3.93 points. For a tighter inference budget, a cheaper set {GPQA-D, MMLU-Pro, Aider Polyglot, MATH-500, AIME 2026} can predict a model's evals to within 4.55. We release the score matrix, the BenchPress code, and an interactive tool that predicts any model's score on any benchmark.

46. Lightweight Transformer Models for On-Device Fault Detection: A Benchmark Study on Resource-Constrained Deployment

轻量级Transformer模型用于设备端故障检测:资源受限部署的基准研究

AI 总结:针对资源受限硬件上的故障检测,比较传统ML与轻量级Transformer,发现Transformer在匹配精度时模型大小和延迟显著增加,但TinyBERT-4L和量化自适应流水线可缓解问题,同时揭示极端类别不平衡的局限性。

链接:https://arxiv.org/abs/2606.24173

作者:Disha Patel

英文摘要: On-device fault detection enables real-time diagnostics without cloud dependency, but deploying machine learning models on resource-constrained hardware demands careful tradeoffs between accuracy, latency, and model size. We present a benchmark comparing traditional ML methods (Random Forest, XGBoost, SVM, Logistic Regression) against lightweight transformer architectures (DistilBERT, TinyBERT-6L, TinyBERT-4L, MobileBERT) for binary fault detection across three public datasets: NASA C-MAPSS turbofan degradation, SECOM semiconductor manufacturing, and UCI AI4I 2020 predictive maintenance. We evaluate classification performance (F1-score, AUC), model size, and CPU inference latency, and further assess INT8 dynamic quantization and a two-stage adaptive inference pipeline. Our results reveal that on well-separated sensor data (C-MAPSS), lightweight transformers match traditional ML at 87.8% F1 but at 100x the model size and 9000x the latency. TinyBERT-4L emerges as the most deployment-friendly transformer at 55 MB and 18 ms CPU latency. INT8 quantization reduces size by 25% while preserving 86.9% F1. Our adaptive pipeline, routing 97.9% of predictions through a quantized triage model and only 2.1% to a larger expert, achieves 87.6% F1 at 19.5 ms average latency. On severely imbalanced datasets (SECOM, UCI-PM), both traditional and transformer methods struggle significantly, highlighting fundamental limitations of current approaches for extreme class imbalance in fault detection. All code is publicly available.

47. A Fair Evaluation of Graph Foundation Models for Node Property Prediction

图基础模型在节点属性预测中的公平评估

AI 总结:本文对9种图基础模型进行公平评估,发现仅基于先验数据拟合网络的最新模型在预测性能上优于调优的图神经网络,但推理成本更高。

链接:https://arxiv.org/abs/2606.24509

作者:Oleg Platonov, Gleb Bazhenov, Dmitry Eremeev, Liudmila Prokhorenkova

英文摘要:Due to the wide use of graph-structured data in different fields of industry and science, the development of Graph Foundation Models (GFMs) has recently attracted a lot of attention. While many different types of models are called GFMs, particular interest has been paid to GFMs designed for node property prediction tasks, which is one of the most popular settings in Graph ML with lots of real-world applications from fraud detection in financial and social networks to recommendation systems for e-commerce and user-generated content platforms. While a number of GFMs for this task have been recently proposed, the field has not converged to a unified evaluation setting, and different works evaluate their models in widely different ways, preventing reliable comparison of GFMs with each other and with other types of models. In this work, we conduct a fair and rigorous reevaluation of 9 recent GFMs for node property prediction, comparing them to strong Graph Neural Network (GNN) baselines. We find that, among these GFMs, only the most recent ones based on the Prior-data Fitted Networks paradigm outperform well-tuned GNNs in predictive performance, although at a higher inference cost.

12. 机器学习应用 | 9 篇

48. Synergizing Physically Constrained MCMC and Chemical-Informed Gaussian Processes for Reaction Network Discovery

协同物理约束MCMC与化学信息高斯过程进行反应网络发现

AI 总结:提出PC-MCMC-CIGP灰箱工作流,结合尖峰-板拓扑采样、硬守恒与热力学筛选及化学信息高斯过程残差模型,用于反应网络发现与实验设计,在H2+Br2基准和苯乙烯环氧化反应上验证了其区分机理和优化产量的能力。

链接:https://arxiv.org/abs/2606.23757

作者:Runzhe Liu, Zihao Wang, Wenbo Yang, Shengyang Tao

英文摘要:Extracting interpretable governing equations from sparse, noisy chemical time-series data remains difficult because discrete reaction topology and continuous kinetic parameters are tightly coupled. We present PC-MCMC-CIGP, a reproducible gray-box workflow that combines spike-and-slab topology sampling, hard conservation and thermodynamic screening, and a Chemical-Informed Gaussian Process (CIGP) residual model for parameter calibration and experimental design. The methodological contribution is not a new MCMC or GP family in isolation; rather, it is the integration of these components into a physically constrained workflow with explicit uncertainty-aware acquisition choices. On the H2 + Br2 benchmark, the constrained sampler distinguishes elementary radical pathways from deceptive phenomenological fits in our experiments. On styrene epoxidation, the CIGP optimization loop improves final yield by 12.5% over the reported GP-BO baseline. A new 10-seed acquisition study shows that EI, GWU, PC-EI, uncertainty sampling, discrepancy hunting, and random search have different trade-offs: PC-EI substantially reduces low-yield BO suggestions, while EI-style criteria give the strongest final-yield performance.

49. Deciphering Fingerprints of 3D Molecular Surfaces for Accurate Epitope Prediction

解读3D分子表面指纹以实现准确的表位预测

AI 总结:提出SurfBind框架,直接基于分子表面表示,通过Transformer架构、补丁级表面建模、结合物感知交叉注意力和分层粗到细预测范式,实现表位预测,在SAbDab和DB5.5基准上达到最先进性能。

链接:https://arxiv.org/abs/2606.23830

机构:Stanford University(斯坦福大学); The University of Tokyo(东京大学); Amazon AWS(亚马逊AWS)

作者:Fang Wu, Weihao Xuan, Jure Leskovec, Yejin Choi, Li Erran Li

英文摘要:Molecular surfaces encode the geometric and physicochemical patterns that determine antibody-antigen recognition, central to epitope prediction. However, existing methods rely on sequences or backbone structures and struggle to capture discontinuous, surface-driven epitopes. This study presents SurfBind, a surface-centric learning framework for epitope prediction that operates directly on molecular surface representations. SurfBind integrates geometric and physicochemical cues through a Transformer-based architecture with patch-level surface modeling, binder-aware cross-attention, and a hierarchical coarse-to-fine prediction paradigm. Experiments on challenging epitope identification benchmarks, including SAbDab and DB5.5, demonstrate that SurfBind achieves state-of-the-art performance and strong generalization across unseen antibodies and conformational states, highlighting the value of interaction-aware surface modeling for understanding the crucial mechanisms of protein-protein interactions.

50. Reconstructing GRACE Terrestrial Water Storage with Spatio-Temporal Graph Neural Networks: An Application to South America

利用时空图神经网络重建GRACE陆地水储量:以南美洲为例

AI 总结:提出基于多变量时间序列图神经网络(MTGNN)的方法,利用ERA5气象数据重建1940年以来的GRACE月尺度陆地水储量异常,通过混合邻接矩阵编码空间依赖,在南美洲实现高精度重建,并揭示干旱区模型弱点。

链接:https://arxiv.org/abs/2606.23833

机构:HafenCity University, Computational Methods Lab(哈芬城大学计算方法实验室); HafenCity University, Geodesy and Adjustment Theory(哈芬城大学大地测量与平差理论系); GFZ Helmholtz Centre for Geosciences, Global Geomonitoring and Gravity Field(亥姆霍兹地球科学研究中心全球地球监测与重力场部)

作者:Lukas Arzoumanidis, Lara Johannsen, Klara Middendorf, Annette Eicker, Youness Dehbi

英文摘要: Terrestrial water storage (TWS) integrates snow, soil moisture, surface water, and groundwater and is a key indicator of how climate variability and human activity reshape the global water cycle. The GRACE and GRACE-FO satellite missions provide the only direct, globally consistent observations of TWS change, but their record only begins in 2002 which is too short for many climate-scale analyses. We present a deep learning application that reconstructs monthly GRACE-like TWS anomalies (TWSA) back to 1940 by learning the relationship between daily ERA5 meteorological forcing (precipitation, evapotranspiration, runoff) and monthly GRACE observations. In contrast to prior reconstruction approaches based on grid-cell-wise regression, CNNs, or LSTMs, we adapt a multi-variate time series graph neural network (MTGNN) architecture, which was originally developed for mobility and traffic forecasting on urban sensor networks to this satellite-geodesy task. Spatial dependencies are encoded in a static, interpretable hybrid adjacency matrix that combines geodesic proximity with lagged correlations of climatic time series, capturing both local hydrological coupling and large-scale teleconnections. The reconstruction achieves a grid-cell Pearson correlation of 0.69, a basin-mean correlation of 0.94, and a near-zero bias, and it reproduces the spatial fingerprints of the 2015/16 El Niño and 2020/21 La Niña events. A systematic comparison with established reconstruction approaches (GTWS-MLrec, RM-REC, GRAiCE) shows that the graph-based model is statistically competitive at basin scale, reaching a correlation within 0.025 of the best baseline while using only roughly half to a tenth of the predictors the other models require and revealing characteristic weaknesses in arid regions in all models. The complete implementation is publicly available at this http URL

51. Machine Learning Modeling for Real-Time Melt Pool Monitoring in Laser Powder Bed Fusion Additive Manufacturing: A Hybrid Approach

激光粉末床熔融增材制造中实时熔池监测的机器学习建模:一种混合方法

AI 总结:针对LPBF增材制造中数据有限的实时熔池监测,提出一种结合预训练CNN特征与随机森林的混合方法,在1.15ms内实现0.9458准确率和0.9904 AUC,优于纯深度学习模型。

链接:https://arxiv.org/abs/2606.23851

作者:Inioluwa Emmanuel, Zhuo Yang, Ho Yeung, Xinyao Zhang

英文摘要:This work investigates the implementation of artificial intelligence and machine learning (AI/ML) for real-time monitoring in laser powder bed fusion (LPBF) additive manufacturing. We developed a binary image classification framework for distinguishing normal and abnormal melt pool images using a balanced dataset of 1,200 images collected from Nickel superalloy 625 on the NIST AMMT platform. The study evaluates accuracy and inference time based on control requirements and hardware limitations of open-architecture LPBF machines. We benchmark three transfer learning architectures (ResNet50, EfficientNetB0, and MobileNetV2) against two Random Forest approaches: one trained on EfficientNetB0 feature embeddings (hybrid) and one trained on raw pixel features (baseline). Images are stratified into 80/20 train-test splits, with a further 90/10 validation split on the training set, and undergo standardized resizing, normalization, and label-preserving data augmentation to emulate realistic process variability. Each model is evaluated using accuracy, precision, recall, F1 score, and area under the receiver operating characteristic curve (AUC), along with training time, inference latency, and CPU & GPU usage to capture deployability constraints relevant to factory-floor monitoring. The hybrid EfficientNetB0-plus-Random Forest approach achieves the best performance on the held-out test set, with an F1 score of 0.9451, accuracy of 0.9458, and AUC of 0.9904, while maintaining sub-millisecond per-image inference (1.15 ms). In contrast, purely deep learning models exhibit significantly higher inference times with lower accuracy. These results demonstrate that combining pre-trained convolutional features with classical ensemble methods provides a robust, computationally efficient route to real-time melt pool anomaly detection in data-limited additive manufacturing environments.

52. Closing the Loop: Formally Verified Law as a Reward Signal for Self-Improving Legal AI

闭环:形式化验证的法律作为自我改进法律AI的奖励信号

AI 总结:提出一种架构,通过LLM驱动的形式化转换和验证内核,为法律AI提供可验证的奖励信号,实现闭环强化学习,并在多个法律领域展示其优势。

链接:https://arxiv.org/abs/2606.23913

作者:Armin Heydari (Harvard University), Torben Leowald (Columbia University)

英文摘要:This article develops an architecture that creates a formally verifiable reward signal to train legal AI, adapting the LLM proposes, verifier disposes paradigm from mathematical AI to the distinctive demands of law. We present an architecture comprising LLM-driven autoformalization into a formal legal calculus extending Catala, a verification kernel, and explanation generation grounded in formal proof traces. For the computational components of law, the architecture provides provable correctness. For open-textured legal analysis, it provides structural guarantees: every required stage of the legal argument is addressed, argumentation is exercised at the correct stages and not omitted, and the deductive links between steps are valid. We demonstrate the architecture on procedural deadline calculations in German law, Commerce Clause analysis in U.S. constitutional law, and cross-jurisdictional sanction proportionality. We further show that the same architecture has a structural advantage for legal AI training: a deterministic external verifier supplies verifiable outcomes for legal problems and thereby closes the traditional reinforcement-learning loop gap in law.

53. Rapid FinFET Modelling Using an Autoencoder

使用自编码器的快速FinFET建模

AI 总结:提出一种利用自编码器压缩I-V曲线到低维潜在空间的方法,通过显式加入漏源电压作为输入特征,高效提取阈值电压等关键器件参数,实现基于实际数据的快速高精度器件建模。

链接:https://arxiv.org/abs/2606.24046

作者:Amit Sarkar Suman Sau, Swagata Mandal

英文摘要:This work presents a machine learning framework that leverages an autoencoder (AE) for the efficient modeling of FinFET. We first calibrated a BSIM-CMG model to generate a dataset of current-voltage (ID-VG) characteristics. This data was used to train an autoencoder that compresses full I-V curves into a low-dimensional latent space, which intrinsically encodes key device physics. A key innovation is the explicit incorporation of parameter such as drain to source voltage (VDS) as an input feature, enhancing the model ability to capture bias dependent variation. The trained model successfully reconstructs full I-V curves and directly extracts critical device metrics including threshold voltage (VTH), subthreshold slope (SS), and peak transconductance (gm). This approach demonstrates that data driven compact models, built from actual characterization data, can achieve high accuracy with minimal training data, providing a powerful tool for rapid device characterization, modelling and circuit level simulation.

54. RAVEN: A Regime-Aware Variable-context Expert Network for Financial Time Series Forecasting

RAVEN: 一种面向金融时间序列预测的机制感知可变上下文专家网络

AI 总结:针对金融时间序列非平稳、低信噪比及机制依赖特性,提出RAVEN框架,通过自适应确定上下文窗口和嵌套专家路由实现状态最优预测,在多项指标上超越现有方法。

链接:https://arxiv.org/abs/2606.24062

作者:Cheng He, Zhenyu Guan, Xijie Liang, Defu Lian, Jiajia Li, Enhong Chen, Patrick P. C. Lee, Geng Hu, Zehao Chen

英文摘要:Financial time series forecasting presents structural challenges absent from standard benchmarks. Log-returns are non-stationary, exhibit exceptionally low signal-to-noise (SNR) ratios, and are governed by regime-dependent temporal dependencies. We identify a key limitation of state-of-the-art (SOTA) time series models in financial settings. A fixed context window is mismatched to the time-varying optimal look-back of non-stationary price processes. We propose the Regime-Aware Variable-context Expert Network (RAVEN), a Mixture-of-Experts framework designed to adaptively determine the temporal context for each input sample. Instead of relying on a fixed look-back horizon, RAVEN constructs a hierarchy of nested contiguous windows whose lengths are determined by the data itself. Specifically, RAVEN scores patches by learned importance in reverse chronological order and applies the Cumulative Importance Thresholding (CIT) mechanism to derive nested prefix windows, each routed to a scale-specialized expert. A Global Compressed Representation (GCR) branch runs in parallel over the full context, preserving global temporal coherence that local experts cannot guarantee. Because the nested routing induces structured overlap among expert inputs, we introduce a Correlation-Aware Weighting (CAW) to align variable-length expert outputs and penalize pairwise cosine similarity prior to aggregation. Experiments on cumulative log-return prediction (HS300, S&P500) and fund sales forecasting demonstrate that RAVEN achieves SOTA performances, improves Pearson correlation by 9.2% on HS300 and 20.2% on S&P500, and reduces MSE by 18.2% on fund sales forecasting, while achieving the best results in 14 of 16 metrics on four PEMS traffic benchmarks.

55. Project Ariadne: Prompt-Conditioned Route Generation for Synthesis Planning

Project Ariadne: 用于合成规划的提示条件路线生成

AI 总结:提出解码器专用路线生成器Ariadne,通过提示-补全序列统一表示目标、约束和路线,在RetroCast/PaRoutes基准上,深度约束和所需叶子约束的Solv-0分别提升13.7和31.2点,推理时间远低于DESP。

链接:https://arxiv.org/abs/2606.24184

机构:Yale University(耶鲁大学)

作者:Anton Morgunov, Victor S. Batista

英文摘要:Retrosynthetic planning seeks to connect a target molecule to commercially available starting materials through a multistep route. Classical planners construct such routes by iteratively applying single-step reaction models within a search procedure; constrained variants often require specialized algorithms or architectural changes. Direct route generation reframes retrosynthesis as sequence generation, but existing direct-generation methods still train separate models for different planning specifications. We introduce Ariadne, a decoder-only route generator that represents the target, optional constraints, and route in one prompt-completion sequence. On the RetroCast/PaRoutes mkt-cnv-160 benchmark family, one 24-layer checkpoint follows route-depth and required-starting-material prompts: adding the corresponding prompt fields raises Solv-0 by 13.7 points for depth constraints and 31.2 points for required-leaf constraints. Ariadne also improves over DESP, a bidirectional search planner, on required-leaf Top-10 and Solv-0 in 24 GPU-minutes versus 6.8 GPU-hours. On standard reconstruction, Ariadne is comparable to DMS Explorer XL at about half the reported inference time. Across additional target-only benchmarks, Ariadne's clearest gains are on route-holdout reconstruction, whereas AiZynthFinder MCTS remains stronger on several Solv-0 comparisons. These results extend sequence generation from specialist retrosynthesis models to prompt-conditioned structural route generation. We release the codebase and training scripts to support further work, but do not introduce Tier-1--3 route checkers; those remain the main bottleneck before models of this kind can become useful to experimental chemists.

56. An LLM-based Two-Stage Transformer Framework for Cross-Domain Bearing Fault Diagnosis with Limited Data

基于LLM的两阶段Transformer框架用于跨域轴承故障诊断与有限数据

AI 总结:提出知识引导的两阶段迁移学习框架,使用轻量级GPT-2风格Transformer提取振动信号层次特征,通过原型知识调制和分类自适应实现跨域故障诊断,在仅10%标注数据下达到92.61%准确率。

链接:https://arxiv.org/abs/2606.24459

作者:Jinghan Wang, Feng Cheng, Wentao Wu, Hang Li, Gaoliang Peng, Tianchen Liu

英文摘要:Bearing fault diagnosis faces critical challenges when dataset heterogeneity, operating condition variations, and limited labeled data occur simultaneously in industrial environments. Existing approaches address these issues in isolation and rely on implicit feature alignment, limiting effectiveness under concurrent challenges. This paper proposes a knowledge-guided two-stage transfer learning framework that employs a lightweight GPT-2-style Transformer with causal self-attention for hierarchical feature extraction from vibration signals, establishing explicit pathways where pre-trained encoder weights and fault prototype embeddings serve as knowledge carriers from multi-source pre-training to target adaptation. The framework addresses the dual-shift challenge through multi-source learning for generalizable representations, prototype-based knowledge modulation for target adaptation, and taxonomy-adaptive classification for seamless transfer across heterogeneous fault categories. Experimental validation on four real-world datasets demonstrates 92.61% average accuracy with only 10% labeled target data, outperforming state-of-the-art methods by 17.24 percentage points, establishing a practical pathway toward cost-effective predictive maintenance in Industry 4.0 applications.

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